Deerfield/RAB Ventures, LLC 4
4 · DFB Healthcare Acquisitions Corp. · Filed Apr 3, 2018
Insider Transaction Report
Form 4
Deerfield/RAB Ventures, LLC
10% Owner
Transactions
- Other
Common Stock
2018-04-02−921,848→ 6,045,652 total
Footnotes (2)
- [F1]921,848 shares were forfeited to the Issuer at no cost in connection with the expiration of the underwriters' over-allotment option, as described in the Issuer's registration statement on Form S-1, as amended (File No. 333-222376).
- [F2]The shares are held directly by Deerfield/RAB Ventures, LLC and indirectly by Deerfield Private Design Fund IV, L.P., as member of Deerfield/RAB Ventures, LLC, Richard Barasch, as member and manager of Deerfield/RAB Ventures, LLC, and Steven Hochberg, as manager of Deerfield/RAB Ventures, LLC. Each of Deerfield Private Design Fund IV, L.P. and Messrs. Barasch and Hochberg disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.