4//SEC Filing
MMEF IX LP 4
Accession 0001104659-18-028724
CIK 0001124796other
Filed
Apr 29, 8:00 PM ET
Accepted
Apr 30, 6:55 PM ET
Size
25.0 KB
Accession
0001104659-18-028724
Insider Transaction Report
Form 4
NLIGHT, INC.LASR
MMEF IX LP
10% Owner
Transactions
- Conversion
Series C Preferred Stock
2018-04-30−1,389,860→ 0 total→ Common Stock (1,389,860 underlying) - Conversion
Series F Preferred Stock
2018-04-30−2,526,719→ 0 total→ Common Stock (2,526,719 underlying) - Conversion
Series D Preferred Stock
2018-04-30−1,415,912→ 0 total→ Common Stock (1,415,912 underlying) - Conversion
Series E Preferred Stock
2018-04-30−267,754→ 0 total→ Common Stock (267,754 underlying) - Conversion
Common Stock
2018-04-30+5,934,216→ 5,961,028 total - Conversion
Series G Preferred Stock
2018-04-30−333,971→ 0 total→ Common Stock (333,971 underlying)
MENLO ENTREPRENEURS FUND IX LP
10% Owner
Transactions
- Conversion
Series E Preferred Stock
2018-04-30−267,754→ 0 total→ Common Stock (267,754 underlying) - Conversion
Series G Preferred Stock
2018-04-30−333,971→ 0 total→ Common Stock (333,971 underlying) - Conversion
Series C Preferred Stock
2018-04-30−1,389,860→ 0 total→ Common Stock (1,389,860 underlying) - Conversion
Series F Preferred Stock
2018-04-30−2,526,719→ 0 total→ Common Stock (2,526,719 underlying) - Conversion
Common Stock
2018-04-30+5,934,216→ 5,961,028 total - Conversion
Series D Preferred Stock
2018-04-30−1,415,912→ 0 total→ Common Stock (1,415,912 underlying)
MV MANAGEMENT IX LLC
10% Owner
Transactions
- Conversion
Common Stock
2018-04-30+5,934,216→ 5,961,028 total - Conversion
Series D Preferred Stock
2018-04-30−1,415,912→ 0 total→ Common Stock (1,415,912 underlying) - Conversion
Series E Preferred Stock
2018-04-30−267,754→ 0 total→ Common Stock (267,754 underlying) - Conversion
Series G Preferred Stock
2018-04-30−333,971→ 0 total→ Common Stock (333,971 underlying) - Conversion
Series C Preferred Stock
2018-04-30−1,389,860→ 0 total→ Common Stock (1,389,860 underlying) - Conversion
Series F Preferred Stock
2018-04-30−2,526,719→ 0 total→ Common Stock (2,526,719 underlying)
MENLO ENTREPRENEURS FUND IX A LP
10% Owner
Transactions
- Conversion
Common Stock
2018-04-30+5,934,216→ 5,961,028 total - Conversion
Series D Preferred Stock
2018-04-30−1,415,912→ 0 total→ Common Stock (1,415,912 underlying) - Conversion
Series G Preferred Stock
2018-04-30−333,971→ 0 total→ Common Stock (333,971 underlying) - Conversion
Series C Preferred Stock
2018-04-30−1,389,860→ 0 total→ Common Stock (1,389,860 underlying) - Conversion
Series E Preferred Stock
2018-04-30−267,754→ 0 total→ Common Stock (267,754 underlying) - Conversion
Series F Preferred Stock
2018-04-30−2,526,719→ 0 total→ Common Stock (2,526,719 underlying)
MENLO VENTURES IX LP
10% Owner
Transactions
- Conversion
Common Stock
2018-04-30+5,934,216→ 5,961,028 total - Conversion
Series C Preferred Stock
2018-04-30−1,389,860→ 0 total→ Common Stock (1,389,860 underlying) - Conversion
Series E Preferred Stock
2018-04-30−267,754→ 0 total→ Common Stock (267,754 underlying) - Conversion
Series G Preferred Stock
2018-04-30−333,971→ 0 total→ Common Stock (333,971 underlying) - Conversion
Series D Preferred Stock
2018-04-30−1,415,912→ 0 total→ Common Stock (1,415,912 underlying) - Conversion
Series F Preferred Stock
2018-04-30−2,526,719→ 0 total→ Common Stock (2,526,719 underlying)
Footnotes (12)
- [F1]The Series C Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.
- [F10]Consists of 315,445 shares held of record by Menlo Ventures IX, L.P., 10,409 shares held of record by Menlo Entrepreneurs Fund IX, L.P., 1,497 shares held of record by Menlo Entrepreneurs Fund IX(A), L.P. and 6,620 shares held of record by MMEF IX, L.P.
- [F11]Consists of 5,630,342 shares held of record by Menlo Ventures IX, L.P., 185,792 shares held of record by Menlo Entrepreneurs Fund IX, L.P., 26,723 shares held of record by Menlo Entrepreneurs Fund IX(A), L.P. and 118,171 shares held of record by MMEF IX, L.P.
- [F12]MV Management IX, L.L.C. is the general partner of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. (collectively, the "Menlo Funds"), and the managing members of the general partner are H. DuBose Montgomery, John W. Jarve, Douglas C. Carlisle, Mark A. Siegel and Shawn T. Carolan. These individuals may be deemed to have shared voting and investment power over the shares held by the Menlo Funds. Each of these individuals disclaims beneficial ownership of such shares, and this report shall not be deemed an admission that the Reporting Person or its managing members are the beneficial owner of such securities for Section 16 or any other purpose.
- [F2]The Series D Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.
- [F3]The Series E Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.
- [F4]The Series F Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.
- [F5]The Series G Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.
- [F6]Consists of 1,317,410 shares held of record by Menlo Ventures IX, L.P., 43,470 shares held of record by Menlo Entrepreneurs Fund IX, L.P., 5,268 shares held of record by Menlo Entrepreneurs Fund IX(A), L.P. and 23,712 shares held of record by MMEF IX, L.P.
- [F7]Consists of 1,335,768 shares held of record by Menlo Ventures IX, L.P., 44,080 shares held of record by Menlo Entrepreneurs Fund IX, L.P., 6,678 shares held of record by Menlo Entrepreneurs Fund IX(A), L.P. and 29,386 shares held of record by MMEF IX, L.P.
- [F8]Consists of 252,599 shares held of record by Menlo Ventures IX, L.P., 8,335 shares held of record by Menlo Entrepreneurs Fund IX, L.P., 1,263 shares held of record by Menlo Entrepreneurs Fund IX(A), L.P. and 5,557 shares held of record by MMEF IX, L.P.
- [F9]Consists of 2,383,702 shares held of record by Menlo Ventures IX, L.P., 78,660 shares held of record by Menlo Entrepreneurs Fund IX, L.P., 11,917 shares held of record by Menlo Entrepreneurs Fund IX(A), L.P. and 52,440 shares held of record by MMEF IX, L.P.
Documents
Issuer
NLIGHT, INC.
CIK 0001124796
Entity typeother
IncorporatedCA
Related Parties
1- filerCIK 0001131824
Filing Metadata
- Form type
- 4
- Filed
- Apr 29, 8:00 PM ET
- Accepted
- Apr 30, 6:55 PM ET
- Size
- 25.0 KB