NLIGHT, INC.·4

Apr 30, 6:59 PM ET

Osborne David D. 4

4 · NLIGHT, INC. · Filed Apr 30, 2018

Insider Transaction Report

Form 4
Period: 2018-04-30
Transactions
  • Conversion

    Common Stock

    2018-04-30+2,6292,758 total
  • Conversion

    Common Stock

    2018-04-30+149,215161,224 total(indirect: See footnote)
  • Conversion

    Series C Preferred Stock

    2018-04-302,6290 total
    Common Stock (2,629 underlying)
  • Conversion

    Series F Preferred Stock

    2018-04-3012,6900 total(indirect: See footnote)
    Common Stock (12,690 underlying)
  • Conversion

    Series C Preferred Stock

    2018-04-3063,3320 total(indirect: See footnote)
    Common Stock (63,332 underlying)
  • Conversion

    Series D Preferred Stock

    2018-04-3034,3210 total(indirect: See footnote)
    Common Stock (34,321 underlying)
  • Conversion

    Series E Preferred Stock

    2018-04-3038,8720 total(indirect: See footnote)
    Common Stock (38,872 underlying)
Footnotes (5)
  • [F1]The Series C Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.
  • [F2]The Series D Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.
  • [F3]The Series E Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.
  • [F4]The Series F Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.
  • [F5]Shares held of record by the Osborne 2002 Living Trust, of which David Osborne is the trustee and exercises sole voting and investment power over the shares held thereby.

Documents

1 file
  • 4
    a4.xmlPrimary

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