4//SEC Filing
FOX TERENCE P 4
Accession 0001104659-18-030663
CIK 0001120370other
Filed
May 3, 8:00 PM ET
Accepted
May 4, 5:02 PM ET
Size
7.2 KB
Accession
0001104659-18-030663
Insider Transaction Report
Form 4
FOX TERENCE P
Director
Transactions
- Award
Common Stock
2018-05-02+13,435→ 271,428 total
Holdings
- 200,000(indirect: By Trust)
Common Stock
- 519
Phantom Stock
→ Common Stock (519 underlying)
Footnotes (3)
- [F1]Includes 13,435 restricted stock units that vest on 5/2/19.
- [F2]Each share of phantom stock is the economic equivalent of one share of Broadwind Energy, Inc. common stock.
- [F3]Phantom stock credited to participant's account in 2008 pursuant to and under the conditions of the Broadwind Energy, Inc. Deferred Compensation Plan. The value of the participant's account shall be paid to the participant in a single lump-sum payment, in cash, on the earliest of the participant's separation from service, death or change-in-control.
Documents
Issuer
BROADWIND ENERGY, INC.
CIK 0001120370
Entity typeother
Related Parties
1- filerCIK 0001353619
Filing Metadata
- Form type
- 4
- Filed
- May 3, 8:00 PM ET
- Accepted
- May 4, 5:02 PM ET
- Size
- 7.2 KB