4//SEC Filing
Sullivan Mark P. 4
Accession 0001104659-18-032293
CIK 0001366527other
Filed
May 9, 8:00 PM ET
Accepted
May 10, 9:08 PM ET
Size
12.2 KB
Accession
0001104659-18-032293
Insider Transaction Report
Form 4
Sullivan Mark P.
See Remarks
Transactions
- Award
Common Stock
2018-05-08+37,500→ 37,500 total - Conversion
Stock Option (right to buy)
2018-05-08+55,290→ 55,290 totalExercise: $7.64Exp: 2027-01-26→ Common Stock (55,290 underlying) - Conversion
Stock Option (right to buy)
2018-05-08−136,258→ 0 totalExercise: $3.10Exp: 2027-01-26→ Series A Redeemable Preferred Stock (136,258 underlying) - Award
Stock Option (right to buy)
2018-05-08+136,258→ 136,258 totalExercise: $3.10Exp: 2027-01-26→ Series A Redeemable Preferred Stock (136,258 underlying)
Footnotes (2)
- [F1]The shares were acquired pursuant to a restricted stock unit award under the Carbon Black 2012 Stock Option and Grant Plan. Each restricted stock unit represents a contingent right to receive one share of Carbon Black, Inc. common stock. The restricted stock unit vests 25% on January 1, 2019, and thereafter in twelve equal quarterly installments beginning June 2, 2019.
- [F2]Each stock option to buy Series A Redeemable Preferred Stock became exercisable for a fixed number of shares and automatically converted into a stock option to buy Common Stock on approximately a 0.406-for-1 basis upon the closing of the Issuer's initial public offering. The stock option vested 25% on January 1, 2018 and the remainder vests in equal monthly installments such that the option will be fully vested on January 1, 2021.
Documents
Issuer
Carbon Black, Inc.
CIK 0001366527
Entity typeother
Related Parties
1- filerCIK 0001467828
Filing Metadata
- Form type
- 4
- Filed
- May 9, 8:00 PM ET
- Accepted
- May 10, 9:08 PM ET
- Size
- 12.2 KB