NORDIN RONALD H. 4
4 · Carbon Black, Inc. · Filed May 10, 2018
Insider Transaction Report
Form 4
NORDIN RONALD H.
Director
Transactions
- Conversion
Series B Convertible Preferred Stock
2018-05-08−90,304→ 0 total→ Common Stock (45,152 underlying) - Award
Series A Redeemable Preferred Stock
2018-05-08+88,480→ 88,480 total→ Common Stock (46,421 underlying) - Conversion
Series A Redeemable Preferred Stock
2018-05-08−88,480→ 0 total→ Common Stock (46,421 underlying) - Award
Common Stock
2018-05-08+16,750→ 77,975 total - Conversion
Common Stock
2018-05-08+45,152→ 123,127 total - Conversion
Common Stock
2018-05-08+46,421→ 169,548 total
Footnotes (3)
- [F1]The shares were acquired pursuant to a restricted stock unit award under the Carbon Black 2012 Stock Option and Grant Plan. Each restricted stock unit represents a contingent right to receive one share of Carbon Black, Inc. common stock. The restricted stock unit fully vests on January 1, 2019.
- [F2]Each share of Series B Convertible Preferred Stock was convertible and automatically converted into shares of Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering and has no expiration date.
- [F3]Each share of Series A Redeemable Preferred Stock became convertible for a fixed number of shares and automatically converted into shares of Common Stock on a 0.406-for-1 basis upon the closing of the Issuer's initial public offering and has no expiration date.