Fagnan Jeff 4
4 · Carbon Black, Inc. · Filed May 10, 2018
Insider Transaction Report
Form 4
Fagnan Jeff
Director
Transactions
- Conversion
Common Stock
2018-05-08+249,193→ 286,392 total(indirect: By Atlas Venture Entrepreneurs' Fund VI, L.P.) - Conversion
Common Stock
2018-05-08+21,079→ 21,079 total(indirect: By LLC) - Conversion
Series B Convertible Preferred Stock
2018-05-08−135,475→ 0 total(indirect: By Atlas Venture Fund VI GmbH & Co. KG)→ Common Stock (67,737 underlying) - Conversion
Series D Convertible Preferred Stock
2018-05-08−1,263,264→ 0 total(indirect: By Atlas Venture Fund VI, L.P.)→ Common Stock (631,632 underlying) - Conversion
Series D Convertible Preferred Stock
2018-05-08−38,631→ 0 total(indirect: By Atlas Venture Entrepreneurs' Fund VI, L.P.)→ Common Stock (19,315 underlying) - Conversion
Series E Convertible Preferred Stock
2018-05-08−94,518→ 0 total(indirect: By Atlas Venture Entrepreneurs' Fund VI, L.P.)→ Common Stock (47,259 underlying) - Conversion
Common Stock
2018-05-08+149,207→ 171,480 total(indirect: By Atlas Venture Fund VI GmbH & Co. KG) - Conversion
Series B Convertible Preferred Stock
2018-05-08−7,398,761→ 0 total(indirect: By Atlas Venture Fund VI, L.P.)→ Common Stock (3,699,380 underlying) - Conversion
Series C Convertible Preferred Stock
2018-05-08−4,544,751→ 0 total(indirect: By Atlas Venture Fund VI, L.P.)→ Common Stock (2,272,375 underlying) - Conversion
Series C Convertible Preferred Stock
2018-05-08−83,217→ 0 total(indirect: By Atlas Venture Fund VI GmbH & Co. KG)→ Common Stock (41,608 underlying) - Conversion
Series D Convertible Preferred Stock
2018-05-08−23,131→ 0 total(indirect: By Atlas Venture Fund VI GmbH & Co. KG)→ Common Stock (11,565 underlying) - Conversion
Common Stock
2018-05-08+8,148,778→ 9,365,231 total(indirect: By Atlas Venture Fund VI, L.P.) - Conversion
Series C Convertible Preferred Stock
2018-05-08−138,981→ 0 total(indirect: By Atlas Venture Entrepreneurs' Fund VI, L.P.)→ Common Stock (69,490 underlying) - Conversion
Series E Convertible Preferred Stock
2018-05-08−362,548→ 0 total(indirect: By Atlas Venture Fund IX, L.P.)→ Common Stock (181,273 underlying) - Conversion
Common Stock
2018-05-08+181,273→ 181,273 total(indirect: By Atlas Venture Fund IX, L.P.) - Conversion
Series B Convertible Preferred Stock
2018-05-08−226,258→ 0 total(indirect: By Atlas Venture Entrepreneurs' Fund VI, L.P.)→ Common Stock (113,129 underlying) - Conversion
Series E Convertible Preferred Stock
2018-05-08−3,090,783→ 0 total(indirect: By Atlas Venture Fund VI, L.P.)→ Common Stock (1,545,391 underlying) - Conversion
Series E Convertible Preferred Stock
2018-05-08−56,594→ 0 total(indirect: By Atlas Venture Fund VI GmbH & Co. KG)→ Common Stock (28,297 underlying) - Conversion
Series F Convertible Preferred Stock
2018-05-08−42,158→ 0 total(indirect: By LLC)→ Common Stock (21,079 underlying)
Holdings
- 174,500(indirect: By LLC)
Common Stock
Footnotes (7)
- [F1]The shares are held directly by Atlas Venture Fund VI, L.P. ("AVF VI"). Atlas Venture Associates VI, L.P. ("AVA VI LP") is the sole general partner of AVF VI. Atlas Venture Associates VI, Inc. ("AVA VI Inc.") is the sole general partner of AVA VI LP. Mr. Fagnan is a director of AVA VI Inc. and is an investor in a limited partner of AVF VI. Mr. Fagnan disclaims Section 16 beneficial ownership of all shares except to the extent of his pecuniary interest, if any, therein. This report shall not be deemed to be an admission that Mr. Fagnan is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F2]The shares are held directly by Atlas Venture Entrepreneurs' Fund VI, L.P. ("AVEF VI"). AVA VI LP is the sole general partner of AVEF VI. Mr. Fagnan disclaims Section 16 beneficial ownership of all shares except to the extent of his pecuniary interest, if any, therein. This report shall not be deemed to be an admission that Mr. Fagnan is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F3]The shares are held directly by Atlas Venture Fund VI GmbH & Co. KG ("AVFG VI"). AVA VI LP is the managing partner of AVFG VI. Mr. Fagnan disclaims Section 16 beneficial ownership of all shares except to the extent of his pecuniary interest, if any, therein. This report shall not be deemed to be an admission that Mr. Fagnan is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F4]The shares are held directly by Atlas Venture Fund IX, L.P. ("AVF IX"). Atlas Venture Associates IX, L.P. ("AVA IX LP") is the general partner of AVF IX. Atlas Venture Associates IX, LLC ("AVA IX LLC") is the general partner of AVA IX LP. Mr. Fagnan is a member of AVA IX LP. Mr. Fagnan disclaims Section 16 beneficial ownership of all shares except to the extent of his pecuniary interest, if any, therein. This report shall not be deemed to be an admission that Mr. Fagnan is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F5]The shares are held directly by Accom B9F Investors, LLC ("AB9F"). Mr. Fagnan is a member of AB9F. Mr. Fagnan disclaims Section 16 beneficial ownership of all shares except to the extent of his pecuniary interest, if any, therein. This report shall not be deemed to be an admission that Mr. Fagnan is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F6]The shares are held directly by Accomplice CB Investors LLC ("ACBI"). Mr. Fagnan is a member of ACBI. Mr. Fagnan disclaims Section 16 beneficial ownership of all shares except to the extent of his pecuniary interest, if any, therein. This report shall not be deemed to be an admission that Mr. Fagnan is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F7]Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date.