4//SEC Filing
THOMAS J MIKESELL 4
Accession 0001104659-18-034485
CIK 0001295401other
Filed
May 17, 8:00 PM ET
Accepted
May 18, 4:17 PM ET
Size
16.3 KB
Accession
0001104659-18-034485
Insider Transaction Report
Form 4
Bancorp, Inc.TBBK
Castle Creek Capital VI LLC
DirectorOther
Transactions
- Award
Common Stock
2018-05-16+7,500→ 7,500 total(indirect: See Footnote)
Holdings
- 3,026,598(indirect: See Footnote)
Common Stock
- 15,000(indirect: See Footnote)
Common Stock
EGGEMEYER JOHN M III
DirectorOther
Transactions
- Award
Common Stock
2018-05-16+7,500→ 7,500 total(indirect: See Footnote)
Holdings
- 3,026,598(indirect: See Footnote)
Common Stock
- 15,000(indirect: See Footnote)
Common Stock
Castle Creek Capital Partners VI, LP
DirectorOther
Transactions
- Award
Common Stock
2018-05-16+7,500→ 7,500 total(indirect: See Footnote)
Holdings
- 3,026,598(indirect: See Footnote)
Common Stock
- 15,000(indirect: See Footnote)
Common Stock
MERLO MARK G
DirectorOther
Transactions
- Award
Common Stock
2018-05-16+7,500→ 7,500 total(indirect: See Footnote)
Holdings
- 15,000(indirect: See Footnote)
Common Stock
- 3,026,598(indirect: See Footnote)
Common Stock
THOMAS J MIKESELL
DirectorOther
Transactions
- Award
Common Stock
2018-05-16+7,500→ 7,500 total(indirect: See Footnote)
Holdings
- 3,026,598(indirect: See Footnote)
Common Stock
- 15,000(indirect: See Footnote)
Common Stock
Pietrzak John
DirectorOther
Transactions
- Award
Common Stock
2018-05-16+7,500→ 7,500 total(indirect: See Footnote)
Holdings
- 3,026,598(indirect: See Footnote)
Common Stock
- 15,000(indirect: See Footnote)
Common Stock
Footnotes (3)
- [F1]These restricted stock units, each of which represents the right to receive one share of common stock of The Bancorp, Inc., were issued to Castle Creek Advisors IV LLC ("Advisors IV"), on behalf of John M. Eggemeyer in his capacity as a member of the Board of Directors of The Bancorp, Inc., on May 16, 2018 and will become fully vested on May 16, 2019.
- [F2]These securities are directly held by Castle Creek Capital Partners VI, LP ("Fund VI"). Mr. Eggemeyer, Mr. Thomas, Mr. Merlo, and Mr. Pietrzak are managing principals of Castle Creek Capital VI LLC, the sole general partner of Fund VI. Castle Creek Capital VI LLC, Mr. Eggemeyer, Mr. Thomas, Mr. Merlo, and Mr. Pietrzak each disclaim beneficial ownership of these shares of Common Stock, except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that Castle Creek Capital Partners VI LLC, Mr. Eggemeyer, Mr. Thomas, Mr. Merlo, or Mr. Pietrzak is the beneficial owner of such shares of Common Stock for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F3]These securities, which were previously issued to Advisors IV on behalf of John M. Eggemeyer in his capacity as a member of the Board of Directors of The Bancorp, Inc., are held directly by Advisors IV. Each of the reporting persons disclaims beneficial ownership of all of the securities held by Advisors IV, except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Documents
Issuer
Bancorp, Inc.
CIK 0001295401
Entity typeother
Related Parties
1- filerCIK 0001242722
Filing Metadata
- Form type
- 4
- Filed
- May 17, 8:00 PM ET
- Accepted
- May 18, 4:17 PM ET
- Size
- 16.3 KB