Home/Filings/4/0001104659-18-038958
4//SEC Filing

FOGLEMAN RONALD R 4

Accession 0001104659-18-038958

CIK 0000866121other

Filed

Jun 6, 8:00 PM ET

Accepted

Jun 7, 5:38 PM ET

Size

11.0 KB

Accession

0001104659-18-038958

Insider Transaction Report

Form 4
Period: 2018-06-06
Transactions
  • Disposition to Issuer

    Common Stock

    2018-06-06$134.50/sh2,280$306,6600 total
  • Disposition to Issuer

    Deferred Stock Units

    2018-06-06$134.50/sh13,286$1,786,9670 total
    Common Stock (13,286 underlying)
  • Disposition to Issuer

    Phantom Stock Units

    2018-06-06$134.50/sh1,853$249,2290 total
    Common Stock (1,853 underlying)
Footnotes (3)
  • [F1]Pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017 (the "Merger Agreement"), among Northrop Grumman Innovation Systems, Inc. (formerly known as Orbital ATK, Inc.) (the "Company"), Northrop Grumman Corporation and Neptune Merger, Inc., a wholly owned subsidiary of Northrop Grumman Corporation ("Sub"), effective as of immediately prior to the effective time of the merger of the Company and Sub (the "Merger"), these shares of Company common stock were converted into the right to receive a cash payment equal to the per share merger consideration of $134.50.
  • [F2]Pursuant to the Merger Agreement, effective as of the effective time of the Merger, outstanding deferred stock units became fully vested in accordance with the terms of the Merger Agreement and were converted into the right to receive a cash payment equal to the number of shares of Company common stock underlying the vested deferred stock units multiplied by the per share merger consideration of $134.50, less any applicable withholding for taxes, payable in accordance with, and subject to, the deferral elections applicable to such deferred stock units as of immediately prior to the effective time of the Merger.
  • [F3]Pursuant to the Merger Agreement, effective as of the effective time of the Merger, outstanding phantom stock units became fully vested in accordance with the terms of the Merger Agreement and were converted into the right to receive a cash payment equal to the number of shares of Company common stock underlying the vested phantom stock units multiplied by the per share merger consideration of $134.50, less any applicable withholding for taxes, payable in accordance with, and subject to, the deferral elections applicable to such phantom stock units as of immediately prior to the effective time of the Merger.

Documents

1 file

Issuer

Northrop Grumman Innovation Systems, Inc.

CIK 0000866121

Entity typeother

Related Parties

1
  • filerCIK 0001054971

Filing Metadata

Form type
4
Filed
Jun 6, 8:00 PM ET
Accepted
Jun 7, 5:38 PM ET
Size
11.0 KB