4//SEC Filing
GANTZ WILBUR H 4
Accession 0001104659-18-042305
CIK 0001674365other
Filed
Jun 25, 8:00 PM ET
Accepted
Jun 26, 4:49 PM ET
Size
31.4 KB
Accession
0001104659-18-042305
Insider Transaction Report
Form 4
Aptinyx Inc.APTX
GANTZ WILBUR H
Director
Transactions
- Conversion
Common Stock
2018-06-25+84,643→ 193,265 total(indirect: See footnote) - Conversion
Common Stock
2018-06-25+65,516→ 355,514 total(indirect: See footnote) - Conversion
Series A-1 Convertible Preferred Stock
2018-06-25−2,334,966→ 0 total(indirect: See Footnote)→ Common Stock (84,643 underlying) - Conversion
Series A-2 Convertible Preferred Stock
2018-06-25−800,552→ 0 total(indirect: See Footnote)→ Common Stock (29,020 underlying) - Purchase
Common Stock
2018-06-25$16.00/sh+6,100$97,600→ 80,167 total(indirect: See footnote) - Conversion
Series B Convertible Preferred Stock
2018-06-25−542,203→ 0 total(indirect: See Footnote)→ Common Stock (19,655 underlying) - Conversion
Series B Convertible Preferred Stock
2018-06-25−1,807,340→ 0 total(indirect: See Footnote)→ Common Stock (65,516 underlying) - Conversion
Common Stock
2018-06-25+96,733→ 289,998 total(indirect: See footnote) - Purchase
Common Stock
2018-06-25$16.00/sh+17,000$272,000→ 372,514 total(indirect: See footnote) - Conversion
Common Stock
2018-06-25+25,392→ 25,392 total(indirect: See footnote) - Conversion
Common Stock
2018-06-25+29,020→ 54,412 total(indirect: See footnote) - Conversion
Common Stock
2018-06-25+19,655→ 74,067 total(indirect: See footnote) - Conversion
Series A-1 Convertible Preferred Stock
2018-06-25−700,489→ 0 total(indirect: See Footnote)→ Common Stock (25,392 underlying) - Conversion
Series A-2 Convertible Preferred Stock
2018-06-25−2,668,508→ 0 total(indirect: See Footnote)→ Common Stock (96,733 underlying)
Footnotes (4)
- [F1]Each share of Series A-1 Convertible Preferred Stock, Series A-2 Convertible Preferred Stock and Series B Convertible Preferred Stock automatically converted into shares of Common Stock on a 27.58621-for-one basis immediately prior to the closing of the Issuer's initial public offering without payment or consideration. The shares of Series A-1 Convertible Preferred Stock, Series A-2 Convertible Preferred Stock and Series B Convertible Preferred Stock had no expiration date.
- [F2]The shares are held directly by Wilbur H. Gantz III Revocable Trust, of which the reporting person is the trustee. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- [F3]The shares are held directly by LMC Holdings, LLC of which the reporting person is the manager. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- [F4]On June 25, 2018, the Wilbur H. Gantz III Revocable Trust and LMC Holdings, LLC purchased 17,000 and 6,100 shares of common stock of the Issuer at a price of $16.00 per share, respectively, pursuant to an underwritten public offering.
Documents
Issuer
Aptinyx Inc.
CIK 0001674365
Entity typeother
Related Parties
1- filerCIK 0001194172
Filing Metadata
- Form type
- 4
- Filed
- Jun 25, 8:00 PM ET
- Accepted
- Jun 26, 4:49 PM ET
- Size
- 31.4 KB