3//SEC Filing
Mario Family Credit LLC Series D 3
Accession 0001104659-18-047032
CIK 0001330436other
Filed
Jul 24, 8:00 PM ET
Accepted
Jul 25, 6:59 PM ET
Size
9.4 KB
Accession
0001104659-18-047032
Insider Transaction Report
Form 3
Mario Jeremy
10% Owner
Holdings
Series D Preferred Stock
→ Common Stock (107,791 underlying)Warrant to Purchase Series D Preferred Stock
From: 2017-02-17Exp: 2026-12-31→ Series D Preferred Stock (18,630 underlying)
Mario Family Credit LLC Series D
10% Owner
Holdings
Series D Preferred Stock
→ Common Stock (107,791 underlying)Warrant to Purchase Series D Preferred Stock
From: 2017-02-17Exp: 2026-12-31→ Series D Preferred Stock (18,630 underlying)
Melmotte LLC
10% Owner
Holdings
Series D Preferred Stock
→ Common Stock (107,791 underlying)Warrant to Purchase Series D Preferred Stock
From: 2017-02-17Exp: 2026-12-31→ Series D Preferred Stock (18,630 underlying)
Footnotes (3)
- [F1]All shares of Series D Preferred Stock, par value $0.001 per share (the "Series D Preferred Stock"), have no expiration date and will automatically convert into the Issuer's common stock on approximately a 0.0594-for-1 basis immediately prior to the closing of the initial public offering.
- [F2]Following the automatic conversion of Series D Preferred Stock, the Warrant to Purchase Series D Preferred Stock will be exercisable into 18,630 shares of the Issuer's common stock at an exercise price of $0.01 per share.
- [F3]This report on Form 3 is jointly filed by Mario Family Credit LLC Series D, Melmotte LLC and Mr. Mario. Melmotte LLC is the manager of Mario Family Credit LLC Series D, and Mr. Mario is the managing member of Melmotte LLC. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the reporting persons is a beneficial owner of such securities for the purposes of Section 16 of the Exchange Act, or for any other purposes.
Documents
Issuer
Liquidia Technologies Inc
CIK 0001330436
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001747815
Filing Metadata
- Form type
- 3
- Filed
- Jul 24, 8:00 PM ET
- Accepted
- Jul 25, 6:59 PM ET
- Size
- 9.4 KB