Medical Mutual Holdings, Inc. 3
3 · Liquidia Technologies Inc · Filed Jul 25, 2018
Insider Transaction Report
Form 3
Medical Mutual Holdings, Inc.
10% Owner
Holdings
- (indirect: See Footnote)
Series D Preferred Stock
→ Common Stock (160,445 underlying) - (indirect: See Footnote)
Warrant to purchase Series D Preferred Stock
Exercise: $0.01From: 2017-01-12Exp: 2026-12-31→ Series D Preferred Stock (27,945 underlying)
Footnotes (3)
- [F1]All shares of Series D Preferred Stock, par value $0.001 per share (the "Series D Preferred Stock"), have no expiration date and will automatically convert into the Issuer's common stock on approximately a 0.0594-for-1 basis immediately prior to the closing of the Issuer's initial public offering.
- [F2]Following the automatic conversion of the Series D Preferred Stock, the Warrant to purchase Series D Preferred Stock will be exercisable into 27,945 shares of the Issuer's common stock at an exercise price of $0.01 per share.
- [F3]These securities are held of record by MMIC Investment Holdings ("MMIC"). Medical Mutual Holdings, Inc. is the sole shareholder of MMIC and has exclusive voting and dispositive power over the securities.