Sovereign's Capital II, LP 3
3 · Liquidia Technologies Inc · Filed Jul 25, 2018
Insider Transaction Report
Form 3
Sovereign's Capital II, LP
10% Owner
Holdings
Series D Preferred Stock
→ Common Stock (78,660 underlying)Warrant to purchase Series D Preferred Stock
Exercise: $0.01From: 2017-02-17Exp: 2026-12-31→ Series D Preferred Stock (9,315 underlying)
Footnotes (2)
- [F1]All shares of Series D Preferred Stock, par value $0.001 per share (the "Series D Preferred Stock"), have no expiration date and will automatically convert into the Issuer's common stock on approximately a 0.0594-for-1 basis immediately prior to the closing of the Issuer's initial public offering.
- [F2]Following the automatic conversion of the Series D Preferred Stock, the Warrant to purchase Series D Preferred Stock will be exercisable into 9,315 shares of the Issuer's common stock at an exercise price of $0.01 per share.