4//SEC Filing
Future Fund Board of Guardians 4
Accession 0001104659-18-048493
CIK 0001664703other
Filed
Jul 30, 8:00 PM ET
Accepted
Jul 31, 7:13 PM ET
Size
16.8 KB
Accession
0001104659-18-048493
Insider Transaction Report
Form 4
Future Fund Board of Guardians
10% Owner
Transactions
- Conversion
Class B Common Stock
2018-07-27+4,904,554→ 4,904,554 total(indirect: See Footnote)→ Class A Common Stock (4,904,554 underlying) - Conversion
8% Convertible Preferred Notes
2018-07-27−1,022,566→ 0 total(indirect: See Footnote)→ Series G Convertible Preferred Stock (1,022,566 underlying) - Conversion
Series G Convertible Preferred Stock
2018-07-27−1,022,566→ 3,881,988 total(indirect: See Footnote)→ Class B Common Stock (1,022,566 underlying) - Conversion
Series G Convertible Preferred Stock
2018-07-27−3,881,988→ 0 total(indirect: See Footnote)→ Class B Common Stock (3,881,988 underlying)
Transactions
- Conversion
Series G Convertible Preferred Stock
2018-07-27−1,022,566→ 3,881,988 total(indirect: See Footnote)→ Class B Common Stock (1,022,566 underlying) - Conversion
Series G Convertible Preferred Stock
2018-07-27−3,881,988→ 0 total(indirect: See Footnote)→ Class B Common Stock (3,881,988 underlying) - Conversion
8% Convertible Preferred Notes
2018-07-27−1,022,566→ 0 total(indirect: See Footnote)→ Series G Convertible Preferred Stock (1,022,566 underlying) - Conversion
Class B Common Stock
2018-07-27+4,904,554→ 4,904,554 total(indirect: See Footnote)→ Class A Common Stock (4,904,554 underlying)
Footnotes (7)
- [F1]Upon the completion of the Issuer's initial public offering ("IPO"), the outstanding 8% Convertible Preferred Notes mandatorily converted into shares of Series G Convertible Preferred Stock and then converted automatically into shares of Class B Common Stock in connection with the Issuer's IPO on a 1:1 basis.
- [F2]The number of shares reflect both the principle and the interest accrued through July 24, 2018.
- [F3]The securities are held of record by The Northern Trust Company in its capacity as custodian for Future Fund Investment Company No.5 Pty Ltd. By virtue of Future Fund Board of Guardians being the parent of Future Fund Investment Company No.5 Pty Ltd, Future Fund Board of Guardians may be deemed to share beneficial ownership of the securities beneficially held by Future Fund Investment Company No.5 Pty Ltd. Each Reporting Person disclaims beneficial ownership with respect to securities directly beneficially owned by the other Reporting Person, except to the extent of its pecuniary interest therein, if any.
- [F4]In connection with the IPO, the shares of Series G Convertible Preferred converted automatically into shares of Class B Common Stock on a 1:1 basis.
- [F5]The securities are held of record by The Northern Trust Company in its capacity as custodian for Future Fund Board of Guardians.
- [F6]Each outstanding share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in the Issuer's restated certificate of incorporation.
- [F7]3,881,988 of these shares are held of record by The Northern Trust Company in its capacity as custodian for Future Fund Board of Guardians. 1,022,566 of these shares are held of record by The Northern Trust Company in its capacity as custodian for Future Fund Investment Company No.5 Pty Ltd. By virtue of Future Fund Board of Guardians being the parent of Future Fund Investment Company No.5 Pty Ltd, Future Fund Board of Guardians may be deemed to share beneficial ownership of the securities beneficially held by Future Fund Investment Company No.5 Pty Ltd. Each Reporting Person disclaims beneficial ownership with respect to securities directly beneficially owned by the other Reporting Person, except to the extent of its pecuniary interest therein, if any.
Documents
Issuer
Bloom Energy Corp
CIK 0001664703
Entity typeother
IncorporatedAustralia
Related Parties
1- filerCIK 0001505790
Filing Metadata
- Form type
- 4
- Filed
- Jul 30, 8:00 PM ET
- Accepted
- Jul 31, 7:13 PM ET
- Size
- 16.8 KB