Amereus Group PTE LTD 4
4 · Liquidia Technologies Inc · Filed Aug 1, 2018
Insider Transaction Report
Form 4
Amereus Group PTE LTD
10% Owner
Transactions
- Conversion
Series D Preferred Stock
2018-07-30−8,360,085→ 0 total→ Common Stock (496,815 underlying) - Conversion
Common Stock
2018-07-30+496,815→ 496,815 total
Footnotes (3)
- [F1]The Series D preferred stock had no expiration date and automatically converted into the Issuer's common stock on approximately a 0.0594-for-1 basis immediately prior to the closing of the Issuer's initial public offering.
- [F2]These securities are held of record by Amereus Group PTE LTD ("Amereus "). Maxim Yuryevich Vorobyev, a natural person, is the sole shareholder and a director of Amereus. By virtue of such relationship, Mr. Vorobyev may be deemed to have beneficial ownership over such securities.
- [F3]This report on Form 4 is jointly filed by Amereus and Mr. Vorobyev. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the reporting persons is a beneficial owner of such securities for the purposes of Section 16 of the Exchange Act, or for any other purposes.