4//SEC Filing
LEERINK REVELATION HEALTHCARE FUND I, L.P. 4
Accession 0001104659-18-048807
CIK 0001330436other
Filed
Jul 31, 8:00 PM ET
Accepted
Aug 1, 5:13 PM ET
Size
9.7 KB
Accession
0001104659-18-048807
Insider Transaction Report
Form 4
Transactions
- Conversion
Common stock
2018-07-30+397,452→ 397,452 total - Conversion
Series D Preferred Stock
2018-07-30−6,688,068→ 0 total→ Common Stock (397,452 underlying)
Footnotes (3)
- [F1]The Series D preferred stock had no expiration date and automatically converted into the Issuer's common stock on approximately a 0.0594-for-1 basis immediately prior to the closing of the Issuer's initial public offering.
- [F2]These securities are held of record by Leerink Revelation Healthcare Fund I, L.P. ("Leerink"). Leerink Revelation Healthcare Fund I GP, L.P. ("Leerink GP") is the general partner for Leerink. By virtue of such relationships, each of the reporting persons may be deemed to have beneficial ownership over such securities.
- [F3]This report on Form 4 is jointly filed by Leerink and Leerink GP. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the reporting persons is a beneficial owner of such securities for the purposes of Section 16 of the Exchange Act, or for any other purposes.
Documents
Issuer
Liquidia Technologies Inc
CIK 0001330436
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001612448
Filing Metadata
- Form type
- 4
- Filed
- Jul 31, 8:00 PM ET
- Accepted
- Aug 1, 5:13 PM ET
- Size
- 9.7 KB