4//SEC Filing
Sovereign's Capital II, LP 4
Accession 0001104659-18-048812
CIK 0001330436other
Filed
Jul 31, 8:00 PM ET
Accepted
Aug 1, 5:14 PM ET
Size
11.7 KB
Accession
0001104659-18-048812
Insider Transaction Report
Form 4
Sovereign's Capital II, LP
10% Owner
Transactions
- Conversion
Series D Preferred Stock
2018-07-30−1,323,642→ 0 total→ Common Stock (78,660 underlying) - Other
Warrant to purchase Common Stock
2018-07-30+9,315→ 9,315 totalExercise: $0.01From: 2017-02-17Exp: 2026-12-31→ Common Stock (9,315 underlying) - Other
Warrant to purchase Series D Preferred Stock
2018-07-30−156,751→ 0 totalExercise: $0.01From: 2017-02-17Exp: 2026-12-31→ Series D Preferred Stock (156,751 underlying) - Conversion
Common stock
2018-07-30+78,660→ 78,660 total
Footnotes (2)
- [F1]The Series D preferred stock had no expiration date and automatically converted into the Issuer's common stock on approximately a 0.0594-for-1 basis immediately prior to the closing of the Issuer's initial public offering.
- [F2]Immediately prior to the closing of the Issuer's initial public offering and without payment of further consideration, the Warrants to purchase Series D Preferred Stock automatically became exercisable to purchase the Issuer's common stock. The transaction is listed solely for the purpose of reporting the change of the title and amount of securities underlying the warrant.
Documents
Issuer
Liquidia Technologies Inc
CIK 0001330436
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001642649
Filing Metadata
- Form type
- 4
- Filed
- Jul 31, 8:00 PM ET
- Accepted
- Aug 1, 5:14 PM ET
- Size
- 11.7 KB