4//SEC Filing
Xeraya LT Ltd 4
Accession 0001104659-18-048895
CIK 0001330436other
Filed
Jul 31, 8:00 PM ET
Accepted
Aug 1, 9:00 PM ET
Size
9.3 KB
Accession
0001104659-18-048895
Insider Transaction Report
Form 4
Xeraya LT Ltd
10% Owner
Transactions
- Conversion
Common Stock
2018-07-30+1,036,752→ 1,036,752 total - Conversion
Series D Preferred Stock
2018-07-30−17,445,780→ 0 total→ Common Stock (1,036,752 underlying)
Zahir Fares
10% Owner
Transactions
- Conversion
Common Stock
2018-07-30+1,036,752→ 1,036,752 total - Conversion
Series D Preferred Stock
2018-07-30−17,445,780→ 0 total→ Common Stock (1,036,752 underlying)
Footnotes (3)
- [F1]The Series D preferred stock had no expiration date and automatically converted into the Issuer's common stock on approximately a 0.0594-for-1 basis immediately prior to the closing of the Issuer's initial public offering.
- [F2]These securities are held of record by Xeraya LT Ltd ("Xeraya"). Fares Zahir, a natural person, is a director of Xeraya and has sole voting and dispositive power with respect to the securities held by Xeraya. By virtue of such relationship Mr. Zahir may be deemed to have beneficial ownership over such securities.
- [F3]This report on Form 3 is jointly filed by Xeraya and Mr. Zahir. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the reporting persons is a beneficial owner of such securities for the purposes of Section 16 of the Exchange Act, or for any other purposes.
Documents
Issuer
Liquidia Technologies Inc
CIK 0001330436
Entity typeother
IncorporatedCayman Islands
Related Parties
1- filerCIK 0001747837
Filing Metadata
- Form type
- 4
- Filed
- Jul 31, 8:00 PM ET
- Accepted
- Aug 1, 9:00 PM ET
- Size
- 9.3 KB