4//SEC Filing
Siris Advisor HoldCo, LLC 4
Accession 0001104659-18-049951
CIK 0000914025other
Filed
Aug 5, 8:00 PM ET
Accepted
Aug 6, 9:29 PM ET
Size
68.2 KB
Accession
0001104659-18-049951
Insider Transaction Report
Form 4
Triangle Private Investments, LLC
Director10% OwnerOther
Transactions
- Award
Common Stock
2018-08-02+2,904→ 2,904 total(indirect: See Footnotes)
Holdings
- 6,352,201(indirect: See Footnotes)
Common Stock
Siris Partners III, L.P.
Director10% OwnerOther
Transactions
- Award
Common Stock
2018-08-02+2,904→ 2,904 total(indirect: See Footnotes)
Holdings
- 6,352,201(indirect: See Footnotes)
Common Stock
Triangle Private Holdings I, LLC
Director10% OwnerOther
Transactions
- Award
Common Stock
2018-08-02+2,904→ 2,904 total(indirect: See Footnotes)
Holdings
- 6,352,201(indirect: See Footnotes)
Common Stock
Siris GP HoldCo III, LLC
Director10% OwnerOther
Transactions
- Award
Common Stock
2018-08-02+2,904→ 2,904 total(indirect: See Footnotes)
Holdings
- 6,352,201(indirect: See Footnotes)
Common Stock
Siris Capital Group III, L.P.
Director10% OwnerOther
Transactions
- Award
Common Stock
2018-08-02+2,904→ 2,904 total(indirect: See Footnotes)
Holdings
- 6,352,201(indirect: See Footnotes)
Common Stock
Siris Partners III Parallel, L.P.
Director10% OwnerOther
Transactions
- Award
Common Stock
2018-08-02+2,904→ 2,904 total(indirect: See Footnotes)
Holdings
- 6,352,201(indirect: See Footnotes)
Common Stock
Siris Partners GP III, L.P.
Director10% OwnerOther
Transactions
- Award
Common Stock
2018-08-02+2,904→ 2,904 total(indirect: See Footnotes)
Holdings
- 6,352,201(indirect: See Footnotes)
Common Stock
Siris Capital Group, LLC
Director10% OwnerOther
Transactions
- Award
Common Stock
2018-08-02+2,904→ 2,904 total(indirect: See Footnotes)
Holdings
- 6,352,201(indirect: See Footnotes)
Common Stock
Siris Advisor HoldCo III, LLC
Director10% OwnerOther
Transactions
- Award
Common Stock
2018-08-02+2,904→ 2,904 total(indirect: See Footnotes)
Holdings
- 6,352,201(indirect: See Footnotes)
Common Stock
Siris Advisor HoldCo, LLC
Director10% OwnerOther
Transactions
- Award
Common Stock
2018-08-02+2,904→ 2,904 total(indirect: See Footnotes)
Holdings
- 6,352,201(indirect: See Footnotes)
Common Stock
Footnotes (8)
- [F1]This Restricted Stock Unit Award, which was awarded to Frank Baker in connection with his service as a director of the Issuer, will vest as to 100% of the shares subject to the award on the anniversary of the date of grant, provided that Mr. Baker continues to serve as a director through such date. Pursuant to an assignment agreement between Siris Capital Group, LLC, a Delaware limited liability company ("Siris Capital Group"), and Mr. Baker, effective as of July 2, 2018, Mr. Baker has assigned to Siris Capital Group all of his right, title and interest in and to any compensation, including equity awards, he receives from the Issuer for his services as a director of the Issuer.
- [F2]This Form 4 is being jointly filed by and on behalf of each of the following persons (each, a "Reporting Person"): (i) Triangle Private Holdings II, LLC, a Delaware limited liability company ("Triangle Holdings II"); (ii) Triangle Private Holdings I, LLC, a Delaware limited liability company ("Triangle Holdings I"); (iii) Triangle Private Investments, LLC, a Delaware limited liability company ("Triangle Parent"); (iv) Siris Partners III, L.P., a Delaware limited partnership ("Siris Fund III"); (v) Siris Partners III Parallel, L.P., a Delaware limited partnership ("Siris Fund III Parallel"); (vi) Siris Partners GP III, L.P., a Delaware limited partnership ("Siris Fund III GP"); (vii) Siris GP HoldCo III, LLC, a Delaware limited liability company ("Siris Fund III GP HoldCo"); (viii) Siris Capital Group III, L.P., a Delaware limited partnership ("Siris Fund III Advisor");
- [F3](Continued from Footnote 2) (ix) Siris Capital Group; (x) Siris Advisor HoldCo III, LLC, a Delaware limited liability company ("Siris Fund III Advisor HoldCo"); and (xi) Siris Advisor HoldCo, LLC, a Delaware limited liability company ("Siris Advisor HoldCo").
- [F4]Triangle Holdings II is controlled by its sole member, Triangle Holdings I. Triangle Holdings I is controlled by its sole member, Triangle Parent. Triangle Parent is controlled by its members, Siris Fund III and Siris Fund III Parallel. Each of Siris Fund III and Siris Fund III Parallel is controlled by its general partner, Siris Fund III GP. Siris Fund III GP is controlled by its general partner, Siris Fund III GP HoldCo. Siris Fund III Advisor serves as investment manager to Siris Fund III and Siris Fund III Parallel pursuant to investment management agreements with each of them. Siris Capital Group shares investment management authority in respect of Siris Fund III and Siris Fund III Parallel pursuant to an agreement between Siris Fund III Advisor and Siris Capital Group. Siris Fund III Advisor is controlled by its general partner, Siris Fund III Advisor HoldCo. Siris Capital Group is controlled by its managing member, Siris Advisor HoldCo.
- [F5](Continued from Footnote 4) Each of Siris Fund III GP HoldCo, Siris Fund III Advisor HoldCo and Siris Advisor HoldCo is controlled by Frank Baker, Peter Berger and Jeffrey Hendren.
- [F6]The Reporting Persons may be deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, and the rules and regulations thereunder (such Act and rules, as amended, the "Exchange Act"), which group may be deemed to share the power to vote or direct the vote, or to dispose or direct the disposition, of the securities reported herein. However, neither the filing of this Form 4 nor any of its contents shall be deemed to constitute an admission by any of the Reporting Persons that it is a member of a "group" for such purposes, for purposes of Section 16 of the Exchange Act or for any other purpose.
- [F7]Each of the Reporting Persons expressly disclaims beneficial ownership of securities held by any other person or entity other than, to the extent of any pecuniary interest therein, the various accounts under such Reporting Person's management and control. Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.
- [F8]Reflects securities directly held by Triangle Holdings II.
Documents
Issuer
PLANTRONICS INC /CA/
CIK 0000914025
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001705515
Filing Metadata
- Form type
- 4
- Filed
- Aug 5, 8:00 PM ET
- Accepted
- Aug 6, 9:29 PM ET
- Size
- 68.2 KB