Smith Mark L 4
4 · First Western Financial Inc · Filed Sep 12, 2018
Insider Transaction Report
Form 4
Smith Mark L
Director
Transactions
- Exercise/Conversion
Common Stock
2018-09-10+1,500→ 40,004 total - Exercise/Conversion
Make Whole Right
2018-09-10→ 0 totalExercise: $0.00→ Common Stock (1,500 underlying)
Footnotes (2)
- [F1]First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018.
- [F2]Includes 1,052 restricted stock units that vest in two equal installments on January 1, 2021, and January 1, 2023, subject to the continued service of the reporting person.