Shaw John Joseph 4
4 · Ares Dynamic Credit Allocation Fund, Inc. · Filed Sep 28, 2018
Insider Transaction Report
Form 4
Shaw John Joseph
Director
Transactions
- Purchase
Common Stock
2018-09-26$15.56/sh+20,000$311,126→ 31,461 total(indirect: By Trust)
Footnotes (3)
- [F1]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.5195 to $15.57, inclusive. The Reporting Person undertakes to provide to Ares Dynamic Credit Allocation Fund, Inc., any security holder of Ares Dynamic Credit Allocation Fund, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.
- [F2]Includes shares acquired under the Dividend Reinvestment Plan of Ares Dynamic Credit Allocation Fund, Inc.
- [F3]The shares are held by the John Shaw Living Trust, of which the reporting person is a beneficiary.