4//SEC Filing
Skyline Venture Partners V LP 4
Accession 0001104659-18-060241
CIK 0001382101other
Filed
Oct 2, 8:00 PM ET
Accepted
Oct 3, 12:36 PM ET
Size
20.0 KB
Accession
0001104659-18-060241
Insider Transaction Report
Form 4
Skyline Venture Partners V LP
10% Owner
Transactions
- Conversion
Common Stock
2018-10-01+925,578→ 925,578 total(indirect: By Skyline Venture Partners V, L.P.) - Conversion
Common Stock
2018-10-01+514,211→ 1,960,053 total(indirect: By Skyline Venture Partners V, L.P.) - Conversion
Series D Preferred Stock
2018-10-01−12,846,023→ 0 total(indirect: By Skyline Venture Partners V, L.P.)→ Common Stock (520,264 underlying) - Conversion
Common Stock
2018-10-01+520,264→ 1,445,842 total(indirect: By Skyline Venture Partners V, L.P.) - Conversion
Series C Preferred Stock
2018-10-01−25,015,635→ 0 total(indirect: By Skyline Venture Partners V, L.P.)→ Common Stock (925,578 underlying) - Conversion
Series E Preferred Stock
2018-10-01−18,698,578→ 0 total(indirect: By Skyline Venture Partners V, L.P.)→ Common Stock (514,211 underlying)
Skyline Venture Management V, LLC
10% Owner
Transactions
- Conversion
Common Stock
2018-10-01+520,264→ 1,445,842 total(indirect: By Skyline Venture Partners V, L.P.) - Conversion
Series C Preferred Stock
2018-10-01−25,015,635→ 0 total(indirect: By Skyline Venture Partners V, L.P.)→ Common Stock (925,578 underlying) - Conversion
Series E Preferred Stock
2018-10-01−18,698,578→ 0 total(indirect: By Skyline Venture Partners V, L.P.)→ Common Stock (514,211 underlying) - Conversion
Common Stock
2018-10-01+925,578→ 925,578 total(indirect: By Skyline Venture Partners V, L.P.) - Conversion
Common Stock
2018-10-01+514,211→ 1,960,053 total(indirect: By Skyline Venture Partners V, L.P.) - Conversion
Series D Preferred Stock
2018-10-01−12,846,023→ 0 total(indirect: By Skyline Venture Partners V, L.P.)→ Common Stock (520,264 underlying)
KANEKO YASUNORI
10% Owner
Transactions
- Conversion
Common Stock
2018-10-01+514,211→ 1,960,053 total(indirect: By Skyline Venture Partners V, L.P.) - Conversion
Series D Preferred Stock
2018-10-01−12,846,023→ 0 total(indirect: By Skyline Venture Partners V, L.P.)→ Common Stock (520,264 underlying) - Conversion
Common Stock
2018-10-01+925,578→ 925,578 total(indirect: By Skyline Venture Partners V, L.P.) - Conversion
Common Stock
2018-10-01+520,264→ 1,445,842 total(indirect: By Skyline Venture Partners V, L.P.) - Conversion
Series C Preferred Stock
2018-10-01−25,015,635→ 0 total(indirect: By Skyline Venture Partners V, L.P.)→ Common Stock (925,578 underlying) - Conversion
Series E Preferred Stock
2018-10-01−18,698,578→ 0 total(indirect: By Skyline Venture Partners V, L.P.)→ Common Stock (514,211 underlying)
Footnotes (4)
- [F1]Each share of the issuer's Series C Preferred Stock automatically converted into 0.0370 share of the issuer's Common Stock on October 1, 2018 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering (the "IPO") pursuant to a registration statement on Form S-1 (File No. 333-227103) under the Securities Act of 1933, as amended (the "Registration Statement"), and had no expiration date.
- [F2]These securities are held of record by Skyline Venture Partners V, L.P. ("Skyline L.P."). Skyline Venture Management V, LLC ("Skyline Management") is the general partner of Skyline L.P. John G. Freund and Yasunori Kaneko, are the managing directors of Skyline Management, and each may be deemed to share voting and investment power over the securities held by Skyline L.P. and disclaims beneficial ownership over such securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Mr. Freund is a director of the Issuer and, accordingly, files separate Section 16 reports.
- [F3]Each share of the issuer's Series D Preferred Stock automatically converted into 0.0405 share of the issuer's Common Stock on October 1, 2018 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.
- [F4]Each share of the issuer's Series E Preferred Stock automatically converted into 0.0275 share of the issuer's Common Stock on October 1, 2018 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.
Documents
Issuer
SUTRO BIOPHARMA INC
CIK 0001382101
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001419187
Filing Metadata
- Form type
- 4
- Filed
- Oct 2, 8:00 PM ET
- Accepted
- Oct 3, 12:36 PM ET
- Size
- 20.0 KB