4//SEC Filing
Avista Acquisition Corp. 4
Accession 0001104659-18-062196
CIK 0001661181other
Filed
Oct 14, 8:00 PM ET
Accepted
Oct 15, 8:57 PM ET
Size
43.2 KB
Accession
0001104659-18-062196
Insider Transaction Report
Form 4
Avista Acquisition, LLC
10% Owner
Transactions
- Other
Class B Ordinary Shares
2018-08-17−1,423,125→ 4,269,375 total→ Class A Ordinary Shares (1,423,125 underlying)
Burgstahler David F
DirectorPresident and CEO10% Owner
Transactions
- Other
Class B Ordinary Shares
2018-08-17−1,423,125→ 4,269,375 total→ Class A Ordinary Shares (1,423,125 underlying)
Avista Acquisition Corp.
10% Owner
Transactions
- Other
Class B Ordinary Shares
2018-08-17−1,423,125→ 4,269,375 total→ Class A Ordinary Shares (1,423,125 underlying)
Dean Thompson
DirectorExecutive Chairman10% Owner
Transactions
- Other
Class B Ordinary Shares
2018-08-17−1,423,125→ 4,269,375 total→ Class A Ordinary Shares (1,423,125 underlying)
Footnotes (5)
- [F1]Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.
- [F2]1,423,125 Class B ordinary shares were forfeited by Avista Acquisition Corp. (the "Sponsor") to the Issuer for no consideration.
- [F3]Directly owned by Sponsor. The sole shareholder of Sponsor is Avista Acquisition, LLC ("Avista Acquisition"). Thompson Dean and David Burgstahler are the managers of Avista Acquisition (and, together with Sponsor, Messrs. Dean and Burgstahler are the "Reporting Persons").
- [F4]Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.
- [F5]Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.
Documents
Issuer
Avista Healthcare Public Acquisition Corp.
CIK 0001661181
Entity typeother
IncorporatedCayman Islands
Related Parties
1- filerCIK 0001661187
Filing Metadata
- Form type
- 4
- Filed
- Oct 14, 8:00 PM ET
- Accepted
- Oct 15, 8:57 PM ET
- Size
- 43.2 KB