Home/Filings/4/0001104659-18-065497
4//SEC Filing

Avista Acquisition Corp. 4

Accession 0001104659-18-065497

CIK 0001661181other

Filed

Oct 31, 8:00 PM ET

Accepted

Nov 1, 6:20 PM ET

Size

44.7 KB

Accession

0001104659-18-065497

Insider Transaction Report

Form 4
Period: 2018-10-30
Burgstahler David F
DirectorPresident and CEO10% Owner
Transactions
  • Other

    Class B Ordinary Shares

    2018-10-30+26,9844,296,359 total
    Class A Ordinary Shares (26,984 underlying)
Transactions
  • Other

    Class B Ordinary Shares

    2018-10-30+26,9844,296,359 total
    Class A Ordinary Shares (26,984 underlying)
Transactions
  • Other

    Class B Ordinary Shares

    2018-10-30+26,9844,296,359 total
    Class A Ordinary Shares (26,984 underlying)
Dean Thompson
DirectorExecutive Chairman10% Owner
Transactions
  • Other

    Class B Ordinary Shares

    2018-10-30+26,9844,296,359 total
    Class A Ordinary Shares (26,984 underlying)
Footnotes (5)
  • [F1]Pursuant to the Amended and Restated Memorandum and Articles of Association (the "Articles") of the Issuer, the Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's Business Combination, as defined in the Articles, on a one-for-one basis, subject to adjustment, and have no expiration date.
  • [F2]Represents 7,158 Class B ordinary shares received by Avista Acquisition Corp. (the "Sponsor") from each of Hakan Bjorklund, Charles Harwood and Robert O'Neil and 5,510 Class B ordinary shares received from Brian Markison, in each case, for no consideration.
  • [F3]Directly owned by Sponsor. The sole shareholder of Sponsor is Avista Acquisition, LLC ("Avista Acquisition"). Thompson Dean and David Burgstahler are the managers of Avista Acquisition (and, together with Sponsor, Avista Acquisition, Messrs. Dean and Burgstahler are the "Reporting Persons").
  • [F4]Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.
  • [F5]Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

Issuer

Avista Healthcare Public Acquisition Corp.

CIK 0001661181

Entity typeother
IncorporatedCayman Islands

Related Parties

1
  • filerCIK 0001661187

Filing Metadata

Form type
4
Filed
Oct 31, 8:00 PM ET
Accepted
Nov 1, 6:20 PM ET
Size
44.7 KB