4//SEC Filing
Zimlich Joseph C. 4
Accession 0001104659-18-066103
CIK 0001327607other
Filed
Nov 4, 7:00 PM ET
Accepted
Nov 5, 9:04 PM ET
Size
8.7 KB
Accession
0001104659-18-066103
Insider Transaction Report
Form 4
Zimlich Joseph C.
Director
Transactions
- Award
Common Stock
2018-11-01+1,915→ 27,177 total
Holdings
- 108,597(indirect: By LLC)
Common Stock
- 90,146(indirect: By LLC)
Common Stock
- 114,441(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]Represents 1,915 restricted stock units awarded pursuant to the First Western Financial, Inc. 2016 Omnibus Incentive Plan, as amended and restated, that vest in two substantially equal installments on November 1, 2021, and November 1, 2023, subject to the continued service of the reporting person.
- [F2]The reporting person serves as Managing Member of the sole member of Bohemian Investments, LLC, and has voting and dispositive power over the shares held by Bohemian Investments, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.
- [F3]The reporting person serves as President of the Managing Member of BOCO Investments, LLC and has voting and dispositive power over the shares held by BOCO Investments, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Exchange Act, or for any other purpose.
- [F4]The reporting person serves as President of Bohemian Asset Management, LLC, which is the agent for PS Family Advisors, LLC, and is authorized to make investment decisions on behalf of the L. Lee Stryker Irrevocable Trust UAD 09-10-1974. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.
Documents
Issuer
First Western Financial Inc
CIK 0001327607
Entity typeother
Related Parties
1- filerCIK 0001745088
Filing Metadata
- Form type
- 4
- Filed
- Nov 4, 7:00 PM ET
- Accepted
- Nov 5, 9:04 PM ET
- Size
- 8.7 KB