Gart Thomas A 4
4 · First Western Financial Inc · Filed Nov 5, 2018
Insider Transaction Report
Form 4
Gart Thomas A
Director
Transactions
- Award
Common Stock
2018-11-01+1,915→ 17,037 total
Holdings
- 72,909(indirect: By Gart Investments)
Common Stock
Footnotes (2)
- [F1]Represents 1,915 restricted stock units awarded pursuant to the First Western Financial, Inc. 2016 Omnibus Incentive Plan, as amended and restated, that vest in two substantially equal installments on November 1, 2021, and November 1, 2023, subject to the continued service of the reporting person.
- [F2]The reporting person serves as Managing Partner of Gart Investments. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.