Home/Filings/4/0001104659-18-066106
4//SEC Filing

Gart Thomas A 4

Accession 0001104659-18-066106

CIK 0001327607other

Filed

Nov 4, 7:00 PM ET

Accepted

Nov 5, 9:06 PM ET

Size

5.9 KB

Accession

0001104659-18-066106

Insider Transaction Report

Form 4
Period: 2018-11-01
Transactions
  • Award

    Common Stock

    2018-11-01+1,91517,037 total
Holdings
  • Common Stock

    (indirect: By Gart Investments)
    72,909
Footnotes (2)
  • [F1]Represents 1,915 restricted stock units awarded pursuant to the First Western Financial, Inc. 2016 Omnibus Incentive Plan, as amended and restated, that vest in two substantially equal installments on November 1, 2021, and November 1, 2023, subject to the continued service of the reporting person.
  • [F2]The reporting person serves as Managing Partner of Gart Investments. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Documents

1 file

Issuer

First Western Financial Inc

CIK 0001327607

Entity typeother

Related Parties

1
  • filerCIK 0001745025

Filing Metadata

Form type
4
Filed
Nov 4, 7:00 PM ET
Accepted
Nov 5, 9:06 PM ET
Size
5.9 KB