Zoe's Kitchen, Inc.|4Nov 23, 3:19 PM ET

Besch James 4

4 · Zoe's Kitchen, Inc. · Filed Nov 23, 2018

Form 4

Period: 2018-11-21

VP Accounting and Controller

Transactions

Disposition to Issuer
Common Stock
2018-11-21$12.75/sh−19,311$246,215→ 0 total
Other
Employee Stock Option (right to buy)
2018-11-21−14,500→ 0 total
Exercise: $15.00→ Common Stock (14,500 underlying)
Other
Employee Stock Option (right to buy)
2018-11-21−13,000→ 0 total
Exercise: $35.01→ Common Stock (13,000 underlying)
Other
Employee Stock Option (right to buy)
2018-11-21−5,384→ 0 total
Exercise: $27.42→ Common Stock (5,384 underlying)
Disposition to Issuer
Restricted Stock Units
2018-11-21−5,687→ 0 total
Exercise: $12.75→ Common Stock (5,687 underlying)
Other
Employee Stock Option (right to buy)
2018-11-21−13,761→ 0 total
Exercise: $23.26→ Common Stock (13,761 underlying)
Other
Employee Stock Option (right to buy)
2018-11-21−3,680→ 0 total
Exercise: $14.05→ Common Stock (3,680 underlying)

Footnotes (2)

[F1]Disposed of pursuant to the Agreement and Plan of Merger, dated as of August 16, 2018, by and among Zoe's Kitchen, Inc. (the "Company"), Cava Group, Inc., and Pita Merger Sub, Inc. (the "Merger Agreement"). At the effective time of the merger (the "Effective Time") as contemplated in the Merger Agreement, each outstanding share of Company Common Stock, each Company Restricted Share and Company Restricted Stock Unit Award, vested and accelerated in full and was converted into the right to receive $12.75 in cash (the "Merger Consideration").
[F2]At the Effective Time the unexercised options that were previously granted to the Reporting Person were cancelled for no consideration. Any options that had an exercise price per share that was equal to or greater than the Merger Consideration were cancelled for no consideration, payment or right to consideration or payment.

Documents

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