Mortensen Michael A. 4
4 · Smart & Final Stores, Inc. · Filed Dec 4, 2018
Insider Transaction Report
Form 4
Mortensen Michael A.
SVP Sls & Mrch Smart & Final
Transactions
- Sale
common stock par value $0.001
2018-12-03$6.32/sh−21,977$138,895→ 54,730 total - Exercise/Conversion
Stock Option (right to buy)
2018-12-03−21,977→ 0 totalExercise: $2.52From: 2012-11-15Exp: 2019-02-27→ Common Stock (21,977 underlying) - Exercise/Conversion
common stock par value $0.001
2018-12-03$2.52/sh+21,977$55,382→ 76,707 total
Footnotes (3)
- [F1]These shares were acquired pursuant to exercises of stock options as described in Table II.
- [F2]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 sales plan adopted by Mr. Mortensen on May 17, 2018.
- [F3]These shares are comprised of shares acquired pursuant to exercises of stock options as described in Footnote 1, and were sold in multiple transactions at prices ranging from $6.27 to $6.39 per share. Mr. Mortensen undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. The price reported reflects the weighted average price.