Home/Filings/4/0001104659-18-071703

4//SEC Filing

Highland Management Partners VI, Inc. 4

Accession 0001104659-18-071703

CIK 0001366527other

View on SEC.gov Company Profile

Filed

Dec 5, 7:00 PM ET

Accepted

Dec 6, 4:36 PM ET

Size

36.4 KB

Accession

0001104659-18-071703

Insider Transaction Report

Form 4

Period: 2018-12-03

Carbon Black, Inc.CBLK

Highland Management Partners VI, Inc.

10% Owner

Transactions

Other
Common Stock
2018-12-03−273,330→ 819,988 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−66,233→ 198,698 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−1,067,516→ 3,202,549 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−52,874→ 158,621 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−585,219→ 1,755,655 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−8,565→ 25,693 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−96,456→ 289,368 total(indirect: By Partnership)

HIGHLAND CAPITAL PARTNERS VI LP

10% Owner

Transactions

Other
Common Stock
2018-12-03−8,565→ 25,693 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−66,233→ 198,698 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−585,219→ 1,755,655 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−52,874→ 158,621 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−1,067,516→ 3,202,549 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−273,330→ 819,988 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−96,456→ 289,368 total(indirect: By Partnership)

Highland Management Partners VII, LLC

10% Owner

Transactions

Other
Common Stock
2018-12-03−8,565→ 25,693 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−585,219→ 1,755,655 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−273,330→ 819,988 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−96,456→ 289,368 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−1,067,516→ 3,202,549 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−52,874→ 158,621 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−66,233→ 198,698 total(indirect: By Partnership)

Highland Management Partners VII Limited Partnership

10% Owner

Transactions

Other
Common Stock
2018-12-03−96,456→ 289,368 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−1,067,516→ 3,202,549 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−585,219→ 1,755,655 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−273,330→ 819,988 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−8,565→ 25,693 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−52,874→ 158,621 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−66,233→ 198,698 total(indirect: By Partnership)

Highland Capital Partners VII-C LP

10% Owner

Transactions

Other
Common Stock
2018-12-03−66,233→ 198,698 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−52,874→ 158,621 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−273,330→ 819,988 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−96,456→ 289,368 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−585,219→ 1,755,655 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−8,565→ 25,693 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−1,067,516→ 3,202,549 total(indirect: By Partnership)

HIGHLAND MANAGEMENT PARTNERS VI L P

10% Owner

Transactions

Other
Common Stock
2018-12-03−585,219→ 1,755,655 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−273,330→ 819,988 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−96,456→ 289,368 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−8,565→ 25,693 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−66,233→ 198,698 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−1,067,516→ 3,202,549 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−52,874→ 158,621 total(indirect: By Partnership)

HIGHLAND CAPITAL PARTNERS VI-B LP

10% Owner

Transactions

Other
Common Stock
2018-12-03−1,067,516→ 3,202,549 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−585,219→ 1,755,655 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−52,874→ 158,621 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−273,330→ 819,988 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−96,456→ 289,368 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−8,565→ 25,693 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−66,233→ 198,698 total(indirect: By Partnership)

Highland Capital Partners VII LP

10% Owner

Transactions

Other
Common Stock
2018-12-03−585,219→ 1,755,655 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−1,067,516→ 3,202,549 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−8,565→ 25,693 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−273,330→ 819,988 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−96,456→ 289,368 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−52,874→ 158,621 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−66,233→ 198,698 total(indirect: By Partnership)

HIGHLAND ENTREPRENEURS FUND VI LP

10% Owner

Transactions

Other
Common Stock
2018-12-03−585,219→ 1,755,655 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−52,874→ 158,621 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−273,330→ 819,988 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−66,233→ 198,698 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−96,456→ 289,368 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−1,067,516→ 3,202,549 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−8,565→ 25,693 total(indirect: By Partnership)

HIGHLAND CAPITAL PARTNERS VII-B L P

10% Owner

Transactions

Other
Common Stock
2018-12-03−1,067,516→ 3,202,549 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−273,330→ 819,988 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−96,456→ 289,368 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−585,219→ 1,755,655 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−52,874→ 158,621 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−66,233→ 198,698 total(indirect: By Partnership)
Other
Common Stock
2018-12-03−8,565→ 25,693 total(indirect: By Partnership)

Footnotes (7)

[F1]Effective December 3, 2018, Highland Capital Partners VI Limited Partnership ("HCP VI"), a venture capital partnership, distributed in-kind, without consideration, a total of 1,067,516 shares of Common Stock of the Issuer to its limited partners, including Highland Management Partners VI Limited Partnership ("HMP VI LP"), the general partner of HCP VI, and to the limited partners of HMP VI LP. The general partner of HMP VI LP is Highland Management Partners VI, Inc. ("Highland Management"). Each of HMP VI LP and Highland Management disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose.
[F2]Effective December 3, 2018, Highland Capital Partners VI-B Limited Partnership ("HCP VI-B"), a venture capital partnership, distributed in-kind, without consideration, a total of 585,219 shares of Common Stock of the Issuer to its limited partners, including HMP VI LP, the general partner of HCP VI-B, and to the limited partners of HMP VI LP. The general partner of HMP VI LP is Highland Management. Each of HMP VI LP and Highland Management disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose.
[F3]Effective December 3, 2018, Highland Entrepreneurs' Fund VI Limited Partnership ("HEF VI"), a venture capital partnership, distributed in-kind, without consideration, a total of 52,874 shares of Common Stock of the Issuer to its limited partners, including HEF VI Limited Partnership ("HEF"), the general partner of HEF VI, and to the limited partners of HEF. The general partner of HEF is Highland Management. Each of HEF and Highland Management disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose.
[F4]Effective December 3, 2018, Highland Capital Partners VII Limited Partnership ("HCP VII"), a venture capital partnership, distributed in-kind, without consideration, a total of 273,330 shares of Common Stock of the Issuer to its limited partners, including Highland Management Partners VII Limited Partnership ("HMP VII LP"), the general partner of HCP VII, and to the limited partners of HMP VII LP. The general partner of HMP VII LP is Highland Management Partners VII, LLC ("HMP VII LLC"). Each of HMP VII LP and HMP VII LLC disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose.
[F5]Effective December 3, 2018, Highland Capital Partners VII-B Limited Partnership ("HCP VII-B"), a venture capital partnership, distributed in-kind, without consideration, a total of 66,233 shares of Common Stock of the Issuer to its limited partners, including HMP VII LP, the general partner of HCP VII-B, and to the limited partners of HMP VII LP. The general partner of HMP VII LP is HMP VII LLC. Each of HMP VII LP and HMP VII LLC disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose.
[F6]Effective December 3, 2018, Highland Capital Partners VII-C Limited Partnership ("HCP VII-C"), a venture capital partnership, distributed in-kind, without consideration, a total of 96,456 shares of Common Stock of the Issuer to its limited partners, including HMP VII LP, the general partner of HCP VII-C, and to the limited partners of HMP VII LP. The general partner of HMP VII LP is HMP VII LLC. Each of HMP VII LP and HMP VII LLC disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose.
[F7]Effective December 3, 2018, Highland Entrepreneurs' Fund VII Limited Partnership ("HEF VII"), a venture capital partnership, distributed in-kind, without consideration, a total of 8,565 shares of Common Stock of the Issuer to its limited partners, including HMP VII LP, the general partner of HEF VII, and to the limited partners of HMP VII LP. The general partner of HMP VII LP is HMP VII LLC. Each of HMP VII LP and HMP VII LLC disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose.

Documents

1 file

4
a4.xmlPrimary
4

Issuer

Carbon Black, Inc.

CIK 0001366527

→

Entity typeother

Related Parties

filerCIK 0001456415

Filing Metadata

Form type: 4
Filed: Dec 5, 7:00 PM ET
Accepted: Dec 6, 4:36 PM ET
Size: 36.4 KB

View on SEC.gov