4//SEC Filing
Smith Kristina A. 4
Accession 0001104659-18-071738
CIK 0001604416other
Filed
Dec 5, 7:00 PM ET
Accepted
Dec 6, 5:31 PM ET
Size
6.6 KB
Accession
0001104659-18-071738
Insider Transaction Report
Form 4
Smith Kristina A.
See Remarks
Transactions
- Tax Payment
Common Stock
2018-11-02−649→ 21,929 total
Holdings
- 1,791,182(indirect: See Footnote)
Common Stock
Footnotes (3)
- [F1]In connection with the vesting of shares of restricted stock, the Reporting Person forfeited shares to satisfy its tax withholding obligations. The number of shares withheld was determined based on the closing price per share on November 2, 2018.
- [F2]Includes 268,433 shares of common stock subject to forfeiture on June 9, 2026 unless certain targets tied to the trading price of the Issuer's common stock are satisfied or the Issuer completes a liquidation, merger, stock exchange or similar transaction.
- [F3]On June 9, 2016, Nexeo Holdco, LLC, a Delaware limited liability company (the "Management Company"), received 1,791,182 shares of common stock and 311,166 deferred payment rights as consideration in connection with the business combination of WL Ross Holding Corp. and Nexeo Solutions Holdings, LLC. The Reporting Person holds a direct membership interest in the Management Company. The Reporting Person disclaims beneficial ownership of all securities reported except to the extent of such Reporting Person's pecuniary interest therein.
Documents
Issuer
Nexeo Solutions, Inc.
CIK 0001604416
Entity typeother
Related Parties
1- filerCIK 0001676329
Filing Metadata
- Form type
- 4
- Filed
- Dec 5, 7:00 PM ET
- Accepted
- Dec 6, 5:31 PM ET
- Size
- 6.6 KB