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Highland Management Partners VI, Inc. 4

Accession 0001104659-18-073134

CIK 0001366527other
View on SEC.govCompany Profile

Filed

Dec 13, 7:00 PM ET

Accepted

Dec 14, 5:15 PM ET

Size

36.5 KB

Accession

0001104659-18-073134

Insider Transaction Report

Form 4
Period: 2018-12-12
Carbon Black, Inc.CBLK
Highland Management Partners VI, Inc.
10% Owner
Transactions
  • Other

    Common Stock

    2018-12-12−1,166,810→ 2,035,739 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−639,653→ 1,116,002 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−57,792→ 100,829 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−298,754→ 521,234 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−72,394→ 126,304 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−105,428→ 183,940 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−9,362→ 16,331 total(indirect: By Partnership)
HIGHLAND CAPITAL PARTNERS VII-B L P
10% Owner
Transactions
  • Other

    Common Stock

    2018-12-12−72,394→ 126,304 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−9,362→ 16,331 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−1,166,810→ 2,035,739 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−639,653→ 1,116,002 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−57,792→ 100,829 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−298,754→ 521,234 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−105,428→ 183,940 total(indirect: By Partnership)
Highland Capital Partners VII-C LP
10% Owner
Transactions
  • Other

    Common Stock

    2018-12-12−639,653→ 1,116,002 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−1,166,810→ 2,035,739 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−57,792→ 100,829 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−298,754→ 521,234 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−72,394→ 126,304 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−105,428→ 183,940 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−9,362→ 16,331 total(indirect: By Partnership)
HIGHLAND MANAGEMENT PARTNERS VI L P
10% Owner
Transactions
  • Other

    Common Stock

    2018-12-12−1,166,810→ 2,035,739 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−639,653→ 1,116,002 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−57,792→ 100,829 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−298,754→ 521,234 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−72,394→ 126,304 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−105,428→ 183,940 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−9,362→ 16,331 total(indirect: By Partnership)
HIGHLAND CAPITAL PARTNERS VI-B LP
10% Owner
Transactions
  • Other

    Common Stock

    2018-12-12−1,166,810→ 2,035,739 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−639,653→ 1,116,002 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−57,792→ 100,829 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−298,754→ 521,234 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−72,394→ 126,304 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−105,428→ 183,940 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−9,362→ 16,331 total(indirect: By Partnership)
HIGHLAND CAPITAL PARTNERS VI LP
10% Owner
Transactions
  • Other

    Common Stock

    2018-12-12−1,166,810→ 2,035,739 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−639,653→ 1,116,002 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−57,792→ 100,829 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−298,754→ 521,234 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−72,394→ 126,304 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−105,428→ 183,940 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−9,362→ 16,331 total(indirect: By Partnership)
HIGHLAND ENTREPRENEURS FUND VI LP
10% Owner
Transactions
  • Other

    Common Stock

    2018-12-12−1,166,810→ 2,035,739 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−639,653→ 1,116,002 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−57,792→ 100,829 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−298,754→ 521,234 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−72,394→ 126,304 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−105,428→ 183,940 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−9,362→ 16,331 total(indirect: By Partnership)
Highland Management Partners VII, LLC
10% Owner
Transactions
  • Other

    Common Stock

    2018-12-12−1,166,810→ 2,035,739 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−639,653→ 1,116,002 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−57,792→ 100,829 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−298,754→ 521,234 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−72,394→ 126,304 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−105,428→ 183,940 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−9,362→ 16,331 total(indirect: By Partnership)
Highland Management Partners VII Limited Partnership
10% Owner
Transactions
  • Other

    Common Stock

    2018-12-12−1,166,810→ 2,035,739 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−639,653→ 1,116,002 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−57,792→ 100,829 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−298,754→ 521,234 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−72,394→ 126,304 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−105,428→ 183,940 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−9,362→ 16,331 total(indirect: By Partnership)
Highland Capital Partners VII LP
10% Owner
Transactions
  • Other

    Common Stock

    2018-12-12−1,166,810→ 2,035,739 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−639,653→ 1,116,002 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−57,792→ 100,829 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−298,754→ 521,234 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−72,394→ 126,304 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−105,428→ 183,940 total(indirect: By Partnership)
  • Other

    Common Stock

    2018-12-12−9,362→ 16,331 total(indirect: By Partnership)
Footnotes (7)
  • [F1]Effective December 12, 2018, Highland Capital Partners VI Limited Partnership ("HCP VI"), a venture capital partnership, distributed in-kind, without consideration, a total of 1,166,810 shares of Common Stock of the Issuer to its limited partners, including Highland Management Partners VI Limited Partnership ("HMP VI LP"), the general partner of HCP VI, and to the limited partners of HMP VI LP. The general partner of HMP VI LP is Highland Management Partners VI, Inc. ("Highland Management"). Each of HMP VI LP and Highland Management disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose.
  • [F2]Effective December 12, 2018, Highland Capital Partners VI-B Limited Partnership ("HCP VI-B"), a venture capital partnership, distributed in-kind, without consideration, a total of 639,653 shares of Common Stock of the Issuer to its limited partners, including HMP VI LP, the general partner of HCP VI-B, and to the limited partners of HMP VI LP. The general partner of HMP VI LP is Highland Management. Each of HMP VI LP and Highland Management disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose.
  • [F3]Effective December 12, 2018, Highland Entrepreneurs' Fund VI Limited Partnership ("HEF VI"), a venture capital partnership, distributed in-kind, without consideration, a total of 57,792 shares of Common Stock of the Issuer to its limited partners, including HEF VI Limited Partnership ("HEF"), the general partner of HEF VI, and to the limited partners of HEF. The general partner of HEF is Highland Management. Each of HEF and Highland Management disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose.
  • [F4]Effective December 12, 2018, Highland Capital Partners VII Limited Partnership ("HCP VII"), a venture capital partnership, distributed in-kind, without consideration, a total of 298,754 shares of Common Stock of the Issuer to its limited partners, including Highland Management Partners VII Limited Partnership ("HMP VII LP"), the general partner of HCP VII, and to the limited partners of HMP VII LP. The general partner of HMP VII LP is Highland Management Partners VII, LLC ("HMP VII LLC"). Each of HMP VII LP and HMP VII LLC disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose.
  • [F5]Effective December 12, 2018, Highland Capital Partners VII-B Limited Partnership ("HCP VII-B"), a venture capital partnership, distributed in-kind, without consideration, a total of 72,394 shares of Common Stock of the Issuer to its limited partners, including HMP VII LP, the general partner of HCP VII-B, and to the limited partners of HMP VII LP. The general partner of HMP VII LP is HMP VII LLC. Each of HMP VII LP and HMP VII LLC disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose.
  • [F6]Effective December 12, 2018, Highland Capital Partners VII-C Limited Partnership ("HCP VII-C"), a venture capital partnership, distributed in-kind, without consideration, a total of 105,428 shares of Common Stock of the Issuer to its limited partners, including HMP VII LP, the general partner of HCP VII-C, and to the limited partners of HMP VII LP. The general partner of HMP VII LP is HMP VII LLC. Each of HMP VII LP and HMP VII LLC disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose.
  • [F7]Effective December 12, 2018, Highland Entrepreneurs' Fund VII Limited Partnership ("HEF VII"), a venture capital partnership, distributed in-kind, without consideration, a total of 9,362 shares of Common Stock of the Issuer to its limited partners, including HMP VII LP, the general partner of HEF VII, and to the limited partners of HMP VII LP. The general partner of HMP VII LP is HMP VII LLC. Each of HMP VII LP and HMP VII LLC disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose.

Documents

1 file

Issuer

Carbon Black, Inc.

CIK 0001366527

→
Entity typeother

Related Parties

1
  • filerCIK 0001456415

Filing Metadata

Form type
4
Filed
Dec 13, 7:00 PM ET
Accepted
Dec 14, 5:15 PM ET
Size
36.5 KB
View on SEC.gov