Clemetson Amy 4
4 · CLOUD PEAK ENERGY INC. · Filed Mar 5, 2019
Insider Transaction Report
Form 4
Clemetson Amy
Senior VP, Human Resources
Transactions
- Exercise/Conversion
Common Stock
2019-03-04$0.47/sh+7,055$3,316→ 13,988 total - Tax Payment
Common Stock
2019-03-04$0.47/sh−2,424$1,139→ 11,564 total - Exercise/Conversion
Restricted Stock Units
2019-03-04−7,055→ 36,404 total→ Common Stock (7,055 underlying)
Footnotes (5)
- [F1]Reflects the number of shares of common stock issued by the Issuer in connection with the vesting of 2016 restricted stock units ("RSUs") granted on March 4, 2016.
- [F2]Reflects the number of shares of common stock withheld by the Issuer in satisfaction of the Reporting Person's tax withholding obligation upon the vesting of 2016 RSUs.
- [F3]This total does not include RSUs granted to the Reporting Person in 2017 or 2018 as vested RSUs may be paid in shares, cash or a combination of shares and cash, in the discretion of the Compensation Committee.
- [F4]Each 2016 RSU represented a contingent right to receive the value of one share of Cloud Peak Energy Inc. ("CPE") common stock. The RSUs vested 3 years from the date of grant (which was March 4, 2016). The performance share units that were also granted on March 4, 2016 did not vest and were cancelled based on CPE relative total shareholder return.
- [F5]Reflects RSUs granted to the Reporting Person in 2017 and 2018.