4//SEC Filing
Carbone Kendall K 4
Accession 0001104659-19-012890
CIK 0001441849other
Filed
Mar 4, 7:00 PM ET
Accepted
Mar 5, 4:45 PM ET
Size
9.4 KB
Accession
0001104659-19-012890
Insider Transaction Report
Form 4
Carbone Kendall K
VP, Chief Accounting Officer
Transactions
- Exercise/Conversion
Common Stock
2019-03-04$0.47/sh+29,322$13,781→ 39,159 total - Tax Payment
Common Stock
2019-03-04$0.47/sh−12,896$6,061→ 26,263 total - Exercise/Conversion
Restricted Stock Units
2019-03-04−29,322→ 31,557 total→ Common Stock (29,322 underlying)
Footnotes (5)
- [F1]Reflects the number of shares of common stock issued by the Issuer in connection with the vesting of 2016 restricted stock units ("RSUs") granted on March 4, 2016 and originally reported in Table II on the Form 4 filed on March 8, 2016.
- [F2]Reflects the number of shares of common stock withheld by the Issuer in satisfaction of the Reporting Person's tax withholding obligation upon the vesting of 2016 RSUs.
- [F3]This total does not include RSUs granted to the Reporting Person in 2017 or 2018 as vested RSUs may be paid in shares, cash or a combination of shares and cash, in the discretion of the Compensation Committee.
- [F4]Each 2016 RSU represented a contingent right to receive the value of one share of Cloud Peak Energy Inc. ("CPE") common stock. The RSUs vested 3 years from the date of grant (which was March 4, 2016). The performance share units that were also granted on March 4, 2016 did not vest and were cancelled based on CPE relative total shareholder return.
- [F5]Reflects RSUs granted to the Reporting Person in 2017 and 2018.
Documents
Issuer
CLOUD PEAK ENERGY INC.
CIK 0001441849
Entity typeother
Related Parties
1- filerCIK 0001550543
Filing Metadata
- Form type
- 4
- Filed
- Mar 4, 7:00 PM ET
- Accepted
- Mar 5, 4:45 PM ET
- Size
- 9.4 KB