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4//SEC Filing

KESSLER DOUGLAS A 4

Accession 0001104659-19-017414

CIK 0001232582other

Filed

Mar 25, 8:00 PM ET

Accepted

Mar 26, 4:06 PM ET

Size

12.3 KB

Accession

0001104659-19-017414

Insider Transaction Report

Form 4
Period: 2019-03-24
Transactions
  • Tax Payment

    Common Stock

    2019-03-24$4.61/sh22,692$104,6101,258,296 total
Holdings
  • Performance Stock Units (2019)

    Exercise: $0.00From: 2021-12-31Exp: 2021-12-31Common Stock (237,643 underlying)
    237,643
  • Common Limited Partnership Units

    Exercise: $0.00Common Stock (1,109,780 underlying)
    1,109,780
  • Performance Stock Units (2017)

    Exercise: $0.00From: 2020-03-23Exp: 2020-03-23Common Stock (173,000 underlying)
    173,000
  • Performance Stock Units (2018)

    Exercise: $0.00From: 2021-03-13Exp: 2021-03-13Common Stock (200,321 underlying)
    200,321
Footnotes (7)
  • [F1]Represents shares of common stock forfeited to the Issuer to satisfy certain tax-withholding obligations of the Reporting Person arising as a result of the vesting of restricted stock held by the Reporting Person. Represents the closing price of the common stock on March 22, 2019, the last trading day before the date of forfeiture.
  • [F2]Each performance stock unit ("Performance Stock Unit") award represents a right to receive between zero (0) and two (2) shares of the Issuer's common stock if and when the applicable vesting criteria have been achieved.
  • [F3]The Reporting Person received the Performance Stock Units pursuant to a grant from the Issuer under the Issuer's 2011 Stock Incentive Plan.
  • [F4]Represents the target number of common stock shares that may be issued pursuant to the award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the target number of Performance Stock Units reported, based on achievement of specified relative and total stockholder returns of the Issuer. Assuming continued service through the vesting date and achievement of the specified relative and total stockholder returns, the Performance Stock Units, as adjusted, will generally vest on March 23, 2020 (with respect to the 2017 Performance Stock Units award), March 13, 2021 (with respect to the 2018 Performance Stock Units award) and December 31, 2021 (with respect to the 2019 Performance Stock Units award).
  • [F5]Common Limited Partnership Units of the Issuer's Operating Partnership ("Common Units"). Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis.
  • [F6]The Common Units do not expire.
  • [F7]Reflects the aggregate number of Common Units currently held by the Reporting Person.

Documents

1 file

Issuer

ASHFORD HOSPITALITY TRUST INC

CIK 0001232582

Entity typeother

Related Parties

1
  • filerCIK 0001260655

Filing Metadata

Form type
4
Filed
Mar 25, 8:00 PM ET
Accepted
Mar 26, 4:06 PM ET
Size
12.3 KB