4//SEC Filing
Sullivan Terence Francis 4
Accession 0001104659-19-025095
CIK 0001570827other
Filed
Apr 29, 8:00 PM ET
Accepted
Apr 30, 1:23 PM ET
Size
8.3 KB
Accession
0001104659-19-025095
Insider Transaction Report
Form 4
Sullivan Terence Francis
CFO and Head of Strategy
Transactions
- Disposition to Issuer
Stock Option (right to buy)
2019-03-01−25,110→ 0 totalExercise: $0.00→ Class B Common Stock (25,110 underlying) - Disposition to Issuer
Class B Common Stock
2019-03-01−367,998→ 0 totalExercise: $0.00→ Class A Common Stock (367,998 underlying)
Footnotes (2)
- [F1]On March 1, 2019 Mr. Sullivan's employment with the Company terminated resulting in forfeiture of all of his Class B Common Stock.
- [F2]On January 1, 2018, Mr. Sullivan was granted an option to purchase 35,038 shares of Class B Common Stock (after giving effect to Victory Capital Holdings, Inc.'s (the "Company's") 175.194 for 1 stock split on February 5, 2018). 14,014 of the shares were to vest based on the satisfaction of certain performance criteria, which were met for 4,672 shares on April 30, 2018 when the Company's Compensation Committee determined that the performance criteria related to such shares had been satisfied. As previously reported on the reporting person's Form 3 filed with the Securities and Exchange Commission on February 7, 2018, 21,024 of the shares were to vest based on the passage of time which was satisfied for 5,256 options on January 1, 2019. The 9,928 options that have vested remain exercisable until May 30, 2019. Mr. Sullivan's termination of his employment resulted in the forfeiture of options to purchase 25,110 shares of Class B Common Stock.
Documents
Issuer
Victory Capital Holdings, Inc.
CIK 0001570827
Entity typeother
Related Parties
1- filerCIK 0001730061
Filing Metadata
- Form type
- 4
- Filed
- Apr 29, 8:00 PM ET
- Accepted
- Apr 30, 1:23 PM ET
- Size
- 8.3 KB