3//SEC Filing
Novartis Bioventures Ltd 3
Accession 0001104659-19-031228
CIK 0001761612other
Filed
May 21, 8:00 PM ET
Accepted
May 22, 9:43 PM ET
Size
19.9 KB
Accession
0001104659-19-031228
Insider Transaction Report
Form 3
Novartis Bioventures Ltd
10% Owner
Holdings
Series A Preferred Shares
→ Ordinary Shares (893,195 underlying)Series B1 Preferred Shares
→ Ordinary Shares (636,366 underlying)Series A Preferred Shares Warrants
Exp: 2027-05-26→ Series A Preferred Shares (71,450 underlying)
NOVARTIS AG
10% Owner
Holdings
Series A Preferred Shares
→ Ordinary Shares (893,195 underlying)Series A Preferred Shares Warrants
Exp: 2027-05-26→ Series A Preferred Shares (71,450 underlying)Series B1 Preferred Shares
→ Ordinary Shares (636,366 underlying)
Footnotes (4)
- [F1]Each Series A Preferred Share and Series B1 Preferred Share shall automatically convert into Ordinary Shares on a one for 1.429 basis immediately prior to the closing of the Issuer's initial public offering and have no expiration date.
- [F2]Share numbers give effect to the bonus shares issued to each holder of ordinary shares on the basis of 1.429 bonus shares for each ordinary share in issue, effective on May 13, 2019, which will be effective for the ordinary shares upon their conversion to ordinary shares upon the closing of the Issuer's initial public offering. The number of shares reflects the conversion of the Series A Preferred Shares and the Series B1 Preferred Shares to Ordinary Shares set out in footnote (1).
- [F3]The board of directors of Novartis Bioventures Ltd. has sole voting and investment control and power over such securities. None of the members of its board of directors has individual voting or investment power with respect to such securities and each disclaims beneficial ownership of such securities. Novartis Bioventures Ltd. is an indirectly owned subsidiary of Novartis AG.
- [F4]The Warrants to purchase Series A Preferred Shares have an exercise price of a nominal value per share. The Warrants are immediately exercisable and expire on May 26, 2027.
Documents
Issuer
BICYCLE THERAPEUTICS Ltd
CIK 0001761612
Entity typeother
IncorporatedBermuda
Related Parties
1- filerCIK 0001297709
Filing Metadata
- Form type
- 3
- Filed
- May 21, 8:00 PM ET
- Accepted
- May 22, 9:43 PM ET
- Size
- 19.9 KB