4//SEC Filing
Allen Daniel 4
Accession 0001104659-19-036156
CIK 0001506439other
Filed
Jun 17, 8:00 PM ET
Accepted
Jun 18, 4:21 PM ET
Size
13.3 KB
Accession
0001104659-19-036156
Insider Transaction Report
Form 4
SHSP Holdings, LLC
10% Owner
Transactions
- Sale
common stock
2019-06-17$12.25/sh−1,241,635$15,210,029→ 0 total(indirect: By LLC) - Sale
common stock
2019-06-17$12.25/sh−519,304$6,361,474→ 0 total(indirect: By LLC) - Sale
common stock
2019-06-17$12.25/sh−2,515$30,809→ 0 total
Corona Investment Partners, LLC
10% Owner
Transactions
- Sale
common stock
2019-06-17$12.25/sh−519,304$6,361,474→ 0 total(indirect: By LLC) - Sale
common stock
2019-06-17$12.25/sh−1,241,635$15,210,029→ 0 total(indirect: By LLC) - Sale
common stock
2019-06-17$12.25/sh−2,515$30,809→ 0 total
Allen Daniel
Director
Transactions
- Sale
common stock
2019-06-17$12.25/sh−2,515$30,809→ 0 total - Sale
common stock
2019-06-17$12.25/sh−519,304$6,361,474→ 0 total(indirect: By LLC) - Sale
common stock
2019-06-17$12.25/sh−1,241,635$15,210,029→ 0 total(indirect: By LLC)
Footnotes (5)
- [F1]Acquired directly from SharpSpring, Inc. (the "Issuer") for service as a director of the Issuer.
- [F2]Pursuant to an underwriting agreement dated June 13, 2019 (the "Underwriting Agreement") by and among the Issuer, Canaccord Genuity LLC, Roth Capital Partners, LLC, Daniel C. Allen, North Peak Capital Partners, L.P., North Peak Capital Partners II, L.P., SHSP Holdings, LLC, and Evercel Holdings, LLC, as discussed in the Issuer's prospectus supplement dated June 13, 2019, supplementing the Issuer's registration statement on Form S-3 (File No. 333-231758) filed with the Securities and Exchange Commission on May 24, 2019, Daniel C. Allen, Evercel Holdings, LLC, and SHSP Holdings, LLC sold 2,515 shares, 519,304 shares, and 1,241,635 shares, respectively, of the Issuer's common stock on June 17, 2019.
- [F3]The price per share reflects the public offering price of $13.00 less an underwriting discount of $0.7475 per share pursuant to the Underwriting Agreement. Following the sale of the shares pursuant to the Underwriting Agreement, Daniel C. Allen, Evercel Holdings, LLC, and SHSP Holdings, LLC no longer own any shares of common stock of the Issuer.
- [F4]The reported securities are owned directly by Evercel Holdings LLC. Daniel Allen ("Allen") is the manager of Corona Park Investment Partners, LLC ("CPIP") and CPIP has shared dispositive power over the securities held by Evercel Holdings LLC. Allen and CPIP disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.
- [F5]The reported securities are owned directly by SHSP Holdings, LLC. Allen is the manager of CPIP and CPIP has sole voting and dispositive power over the securities held by SHSP Holdings, LLC. Allen and CPIP disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.
Documents
Issuer
SharpSpring, Inc.
CIK 0001506439
Entity typeother
Related Parties
1- filerCIK 0001736605
Filing Metadata
- Form type
- 4
- Filed
- Jun 17, 8:00 PM ET
- Accepted
- Jun 18, 4:21 PM ET
- Size
- 13.3 KB