Home/Filings/4/0001104659-19-036208

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Warburg Pincus Private Equity X, L.P. 4

Accession 0001104659-19-036208

CIK 0001535527other

View on SEC.gov Company Profile

Filed

Jun 17, 8:00 PM ET

Accepted

Jun 18, 7:57 PM ET

Size

49.7 KB

Accession

0001104659-19-036208

Insider Transaction Report

Form 4

Period: 2019-06-14

CrowdStrike Holdings, Inc.CRWD

WARBURG PINCUS X PARTNERS, L.P.

Director10% Owner

Transactions

Conversion
Class B Common Stock
2019-06-14+1,703,102→ 54,938,776 total(indirect: See Footnotes)
→ Class A Common Stock (1,703,102 underlying)
Conversion
Series D Convertible Preferred Stock
2019-06-14−1,075,200→ 0 total
→ Class B Common Stock (1,075,200 underlying)
Conversion
Series A-1 Convertible Preferred Stock
2019-06-14−1,550,000→ 0 total(indirect: See Footnotes)
→ Class B Common Stock (1,550,000 underlying)
Conversion
Series B Convertible Preferred Stock
2019-06-14−2,758,718→ 0 total
→ Class B Common Stock (2,758,718 underlying)
Conversion
Series A-1 Convertible Preferred Stock
2019-06-14−48,450,000→ 0 total
→ Class B Common Stock (48,450,000 underlying)
Conversion
Series C Convertible Preferred Stock
2019-06-14−30,448→ 0 total(indirect: See Footnotes)
→ Class B Common Stock (30,448 underlying)
Conversion
Series C Convertible Preferred Stock
2019-06-14−951,756→ 0 total
→ Class B Common Stock (951,756 underlying)
Conversion
Series B Convertible Preferred Stock
2019-06-14−88,256→ 0 total(indirect: See Footnotes)
→ Class B Common Stock (88,256 underlying)
Conversion
Class B Common Stock
2019-06-14+53,235,674→ 54,938,776 total
→ Class A Common Stock (53,235,674 underlying)
Conversion
Series D Convertible Preferred Stock
2019-06-14−34,398→ 0 total(indirect: See Footnotes)
→ Class B Common Stock (34,398 underlying)

WPP GP LLC

Director10% Owner

Transactions

Conversion
Series A-1 Convertible Preferred Stock
2019-06-14−1,550,000→ 0 total(indirect: See Footnotes)
→ Class B Common Stock (1,550,000 underlying)
Conversion
Series B Convertible Preferred Stock
2019-06-14−2,758,718→ 0 total
→ Class B Common Stock (2,758,718 underlying)
Conversion
Series B Convertible Preferred Stock
2019-06-14−88,256→ 0 total(indirect: See Footnotes)
→ Class B Common Stock (88,256 underlying)
Conversion
Series A-1 Convertible Preferred Stock
2019-06-14−48,450,000→ 0 total
→ Class B Common Stock (48,450,000 underlying)
Conversion
Class B Common Stock
2019-06-14+1,703,102→ 54,938,776 total(indirect: See Footnotes)
→ Class A Common Stock (1,703,102 underlying)
Conversion
Series C Convertible Preferred Stock
2019-06-14−30,448→ 0 total(indirect: See Footnotes)
→ Class B Common Stock (30,448 underlying)
Conversion
Class B Common Stock
2019-06-14+53,235,674→ 54,938,776 total
→ Class A Common Stock (53,235,674 underlying)
Conversion
Series D Convertible Preferred Stock
2019-06-14−34,398→ 0 total(indirect: See Footnotes)
→ Class B Common Stock (34,398 underlying)
Conversion
Series D Convertible Preferred Stock
2019-06-14−1,075,200→ 0 total
→ Class B Common Stock (1,075,200 underlying)
Conversion
Series C Convertible Preferred Stock
2019-06-14−951,756→ 0 total
→ Class B Common Stock (951,756 underlying)

Warburg Pincus Private Equity X, L.P.

Director10% Owner

Transactions

Conversion
Series B Convertible Preferred Stock
2019-06-14−2,758,718→ 0 total
→ Class B Common Stock (2,758,718 underlying)
Conversion
Series C Convertible Preferred Stock
2019-06-14−951,756→ 0 total
→ Class B Common Stock (951,756 underlying)
Conversion
Class B Common Stock
2019-06-14+1,703,102→ 54,938,776 total(indirect: See Footnotes)
→ Class A Common Stock (1,703,102 underlying)
Conversion
Series B Convertible Preferred Stock
2019-06-14−88,256→ 0 total(indirect: See Footnotes)
→ Class B Common Stock (88,256 underlying)
Conversion
Class B Common Stock
2019-06-14+53,235,674→ 54,938,776 total
→ Class A Common Stock (53,235,674 underlying)
Conversion
Series A-1 Convertible Preferred Stock
2019-06-14−1,550,000→ 0 total(indirect: See Footnotes)
→ Class B Common Stock (1,550,000 underlying)
Conversion
Series A-1 Convertible Preferred Stock
2019-06-14−48,450,000→ 0 total
→ Class B Common Stock (48,450,000 underlying)
Conversion
Series D Convertible Preferred Stock
2019-06-14−34,398→ 0 total(indirect: See Footnotes)
→ Class B Common Stock (34,398 underlying)
Conversion
Series C Convertible Preferred Stock
2019-06-14−30,448→ 0 total(indirect: See Footnotes)
→ Class B Common Stock (30,448 underlying)
Conversion
Series D Convertible Preferred Stock
2019-06-14−1,075,200→ 0 total
→ Class B Common Stock (1,075,200 underlying)

Warburg Pincus X, L.P.

Director10% Owner

Transactions

Conversion
Series C Convertible Preferred Stock
2019-06-14−951,756→ 0 total
→ Class B Common Stock (951,756 underlying)
Conversion
Series D Convertible Preferred Stock
2019-06-14−34,398→ 0 total(indirect: See Footnotes)
→ Class B Common Stock (34,398 underlying)
Conversion
Series A-1 Convertible Preferred Stock
2019-06-14−1,550,000→ 0 total(indirect: See Footnotes)
→ Class B Common Stock (1,550,000 underlying)
Conversion
Class B Common Stock
2019-06-14+53,235,674→ 54,938,776 total
→ Class A Common Stock (53,235,674 underlying)
Conversion
Series A-1 Convertible Preferred Stock
2019-06-14−48,450,000→ 0 total
→ Class B Common Stock (48,450,000 underlying)
Conversion
Series C Convertible Preferred Stock
2019-06-14−30,448→ 0 total(indirect: See Footnotes)
→ Class B Common Stock (30,448 underlying)
Conversion
Series B Convertible Preferred Stock
2019-06-14−88,256→ 0 total(indirect: See Footnotes)
→ Class B Common Stock (88,256 underlying)
Conversion
Class B Common Stock
2019-06-14+1,703,102→ 54,938,776 total(indirect: See Footnotes)
→ Class A Common Stock (1,703,102 underlying)
Conversion
Series D Convertible Preferred Stock
2019-06-14−1,075,200→ 0 total
→ Class B Common Stock (1,075,200 underlying)
Conversion
Series B Convertible Preferred Stock
2019-06-14−2,758,718→ 0 total
→ Class B Common Stock (2,758,718 underlying)

WARBURG PINCUS & CO

Director10% Owner

Transactions

Conversion
Series C Convertible Preferred Stock
2019-06-14−951,756→ 0 total
→ Class B Common Stock (951,756 underlying)
Conversion
Class B Common Stock
2019-06-14+53,235,674→ 54,938,776 total
→ Class A Common Stock (53,235,674 underlying)
Conversion
Series C Convertible Preferred Stock
2019-06-14−30,448→ 0 total(indirect: See Footnotes)
→ Class B Common Stock (30,448 underlying)
Conversion
Series B Convertible Preferred Stock
2019-06-14−2,758,718→ 0 total
→ Class B Common Stock (2,758,718 underlying)
Conversion
Series D Convertible Preferred Stock
2019-06-14−1,075,200→ 0 total
→ Class B Common Stock (1,075,200 underlying)
Conversion
Series A-1 Convertible Preferred Stock
2019-06-14−1,550,000→ 0 total(indirect: See Footnotes)
→ Class B Common Stock (1,550,000 underlying)
Conversion
Class B Common Stock
2019-06-14+1,703,102→ 54,938,776 total(indirect: See Footnotes)
→ Class A Common Stock (1,703,102 underlying)
Conversion
Series A-1 Convertible Preferred Stock
2019-06-14−48,450,000→ 0 total
→ Class B Common Stock (48,450,000 underlying)
Conversion
Series D Convertible Preferred Stock
2019-06-14−34,398→ 0 total(indirect: See Footnotes)
→ Class B Common Stock (34,398 underlying)
Conversion
Series B Convertible Preferred Stock
2019-06-14−88,256→ 0 total(indirect: See Footnotes)
→ Class B Common Stock (88,256 underlying)

Warburg Pincus X LLC

Director10% Owner

Transactions

Conversion
Class B Common Stock
2019-06-14+53,235,674→ 54,938,776 total
→ Class A Common Stock (53,235,674 underlying)
Conversion
Class B Common Stock
2019-06-14+1,703,102→ 54,938,776 total(indirect: See Footnotes)
→ Class A Common Stock (1,703,102 underlying)
Conversion
Series B Convertible Preferred Stock
2019-06-14−2,758,718→ 0 total
→ Class B Common Stock (2,758,718 underlying)
Conversion
Series A-1 Convertible Preferred Stock
2019-06-14−48,450,000→ 0 total
→ Class B Common Stock (48,450,000 underlying)
Conversion
Series C Convertible Preferred Stock
2019-06-14−30,448→ 0 total(indirect: See Footnotes)
→ Class B Common Stock (30,448 underlying)
Conversion
Series D Convertible Preferred Stock
2019-06-14−1,075,200→ 0 total
→ Class B Common Stock (1,075,200 underlying)
Conversion
Series C Convertible Preferred Stock
2019-06-14−951,756→ 0 total
→ Class B Common Stock (951,756 underlying)
Conversion
Series A-1 Convertible Preferred Stock
2019-06-14−1,550,000→ 0 total(indirect: See Footnotes)
→ Class B Common Stock (1,550,000 underlying)
Conversion
Series D Convertible Preferred Stock
2019-06-14−34,398→ 0 total(indirect: See Footnotes)
→ Class B Common Stock (34,398 underlying)
Conversion
Series B Convertible Preferred Stock
2019-06-14−88,256→ 0 total(indirect: See Footnotes)
→ Class B Common Stock (88,256 underlying)

Warburg Pincus Partners, L.P.

Director10% Owner

Transactions

Conversion
Series C Convertible Preferred Stock
2019-06-14−951,756→ 0 total
→ Class B Common Stock (951,756 underlying)
Conversion
Series B Convertible Preferred Stock
2019-06-14−2,758,718→ 0 total
→ Class B Common Stock (2,758,718 underlying)
Conversion
Series A-1 Convertible Preferred Stock
2019-06-14−1,550,000→ 0 total(indirect: See Footnotes)
→ Class B Common Stock (1,550,000 underlying)
Conversion
Series D Convertible Preferred Stock
2019-06-14−1,075,200→ 0 total
→ Class B Common Stock (1,075,200 underlying)
Conversion
Series D Convertible Preferred Stock
2019-06-14−34,398→ 0 total(indirect: See Footnotes)
→ Class B Common Stock (34,398 underlying)
Conversion
Class B Common Stock
2019-06-14+1,703,102→ 54,938,776 total(indirect: See Footnotes)
→ Class A Common Stock (1,703,102 underlying)
Conversion
Series A-1 Convertible Preferred Stock
2019-06-14−48,450,000→ 0 total
→ Class B Common Stock (48,450,000 underlying)
Conversion
Series C Convertible Preferred Stock
2019-06-14−30,448→ 0 total(indirect: See Footnotes)
→ Class B Common Stock (30,448 underlying)
Conversion
Class B Common Stock
2019-06-14+53,235,674→ 54,938,776 total
→ Class A Common Stock (53,235,674 underlying)
Conversion
Series B Convertible Preferred Stock
2019-06-14−88,256→ 0 total(indirect: See Footnotes)
→ Class B Common Stock (88,256 underlying)

WARBURG PINCUS LLC

Director10% Owner

Transactions

Conversion
Class B Common Stock
2019-06-14+53,235,674→ 54,938,776 total
→ Class A Common Stock (53,235,674 underlying)
Conversion
Series C Convertible Preferred Stock
2019-06-14−951,756→ 0 total
→ Class B Common Stock (951,756 underlying)
Conversion
Series A-1 Convertible Preferred Stock
2019-06-14−48,450,000→ 0 total
→ Class B Common Stock (48,450,000 underlying)
Conversion
Series C Convertible Preferred Stock
2019-06-14−30,448→ 0 total(indirect: See Footnotes)
→ Class B Common Stock (30,448 underlying)
Conversion
Series B Convertible Preferred Stock
2019-06-14−2,758,718→ 0 total
→ Class B Common Stock (2,758,718 underlying)
Conversion
Class B Common Stock
2019-06-14+1,703,102→ 54,938,776 total(indirect: See Footnotes)
→ Class A Common Stock (1,703,102 underlying)
Conversion
Series B Convertible Preferred Stock
2019-06-14−88,256→ 0 total(indirect: See Footnotes)
→ Class B Common Stock (88,256 underlying)
Conversion
Series D Convertible Preferred Stock
2019-06-14−1,075,200→ 0 total
→ Class B Common Stock (1,075,200 underlying)
Conversion
Series A-1 Convertible Preferred Stock
2019-06-14−1,550,000→ 0 total(indirect: See Footnotes)
→ Class B Common Stock (1,550,000 underlying)
Conversion
Series D Convertible Preferred Stock
2019-06-14−34,398→ 0 total(indirect: See Footnotes)
→ Class B Common Stock (34,398 underlying)

KAYE CHARLES R

Director10% Owner

Transactions

Conversion
Series A-1 Convertible Preferred Stock
2019-06-14−48,450,000→ 0 total
→ Class B Common Stock (48,450,000 underlying)
Conversion
Class B Common Stock
2019-06-14+53,235,674→ 54,938,776 total
→ Class A Common Stock (53,235,674 underlying)
Conversion
Class B Common Stock
2019-06-14+1,703,102→ 54,938,776 total(indirect: See Footnotes)
→ Class A Common Stock (1,703,102 underlying)
Conversion
Series D Convertible Preferred Stock
2019-06-14−34,398→ 0 total(indirect: See Footnotes)
→ Class B Common Stock (34,398 underlying)
Conversion
Series C Convertible Preferred Stock
2019-06-14−30,448→ 0 total(indirect: See Footnotes)
→ Class B Common Stock (30,448 underlying)
Conversion
Series C Convertible Preferred Stock
2019-06-14−951,756→ 0 total
→ Class B Common Stock (951,756 underlying)
Conversion
Series A-1 Convertible Preferred Stock
2019-06-14−1,550,000→ 0 total(indirect: See Footnotes)
→ Class B Common Stock (1,550,000 underlying)
Conversion
Series B Convertible Preferred Stock
2019-06-14−88,256→ 0 total(indirect: See Footnotes)
→ Class B Common Stock (88,256 underlying)
Conversion
Series D Convertible Preferred Stock
2019-06-14−1,075,200→ 0 total
→ Class B Common Stock (1,075,200 underlying)
Conversion
Series B Convertible Preferred Stock
2019-06-14−2,758,718→ 0 total
→ Class B Common Stock (2,758,718 underlying)

Warburg Pincus Partners GP LLC

Director10% Owner

Transactions

Conversion
Class B Common Stock
2019-06-14+1,703,102→ 54,938,776 total(indirect: See Footnotes)
→ Class A Common Stock (1,703,102 underlying)
Conversion
Series B Convertible Preferred Stock
2019-06-14−2,758,718→ 0 total
→ Class B Common Stock (2,758,718 underlying)
Conversion
Class B Common Stock
2019-06-14+53,235,674→ 54,938,776 total
→ Class A Common Stock (53,235,674 underlying)
Conversion
Series B Convertible Preferred Stock
2019-06-14−88,256→ 0 total(indirect: See Footnotes)
→ Class B Common Stock (88,256 underlying)
Conversion
Series C Convertible Preferred Stock
2019-06-14−30,448→ 0 total(indirect: See Footnotes)
→ Class B Common Stock (30,448 underlying)
Conversion
Series D Convertible Preferred Stock
2019-06-14−34,398→ 0 total(indirect: See Footnotes)
→ Class B Common Stock (34,398 underlying)
Conversion
Series A-1 Convertible Preferred Stock
2019-06-14−1,550,000→ 0 total(indirect: See Footnotes)
→ Class B Common Stock (1,550,000 underlying)
Conversion
Series C Convertible Preferred Stock
2019-06-14−951,756→ 0 total
→ Class B Common Stock (951,756 underlying)
Conversion
Series A-1 Convertible Preferred Stock
2019-06-14−48,450,000→ 0 total
→ Class B Common Stock (48,450,000 underlying)
Conversion
Series D Convertible Preferred Stock
2019-06-14−1,075,200→ 0 total
→ Class B Common Stock (1,075,200 underlying)

Footnotes (7)

[F1]This Form 4 is filed on behalf of the Warburg Pincus Entities (as defined below). Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WPPE X"), is a holder of record of 53,235,674 shares of Class B common stock, through the conversion of 48,450,000 shares of Series A-1 Convertible Preferred Stock (the "Series A-1 Preferred") of CrowdStrike Holdings, Inc. (the "Issuer"), 2,758,718 shares of Series B Convertible Preferred Stock (the "Series B Preferred") of the Issuer, 951,756 shares of Series C Convertible Preferred Stock (the "Series C Preferred") of the Issuer and 1,075,200 shares of Series D Convertible Preferred Stock (the "Series D Preferred") of the Issuer.
[F2]Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WPXP" and together with WPPE X, the "WPP Funds"), is a holder of record of 1,703,102 shares of Class B common stock, through the conversion of 1,550,000 shares of Series A-1 Preferred of the Issuer, 88,256 of Series B Preferred of the Issuer, 30,448 of Series C Preferred of the Issuer and 34,398 of Series D Preferred of the Issuer. The Series A-1 Preferred, Series B Preferred, Series C Preferred and Series D Preferred converted into Class B common stock, without the payment of additional consideration by the holder, immediately prior to the completion of the Issuer's initial public offering on a one for one basis. This stock has no expiration date.
[F3]Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of the WPP Funds. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners.
[F4]Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WPP Funds. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may each be deemed to control the Warburg Pincus Entities. Messrs. Kaye and Landy disclaim beneficial ownership of all shares held by the Warburg Pincus Entities except to the extent of their pecuniary interest therein. Mr. Landy also serves as a director of the Issuer and is reporting on a separate Form 3.
[F5]Each of the WPP Funds, WP X LP, WP X GP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities."
[F6]By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Warburg Pincus Entities and certain affiliates may be deemed to be beneficial owners of the Class A Stock of the Issuer and Class B Stock of the Issuer held collectively by the WPP Funds. The Warburg Pincus Entities and such affiliates disclaim beneficial ownership of such Class A Stock of the Issuer and Class B Stock of the Issuer except to the extent of their direct pecuniary interest therein. Each of the Warburg Pincus Entities is a director-by-deputization solely for purposes of Section 16 of the Exchange Act.
[F7]Each share of Class B common stock is convertible at any time at the option of the Reporting Persons into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.

Documents

1 file

4
a4.xmlPrimary
4

Issuer

CrowdStrike Holdings, Inc.

CIK 0001535527

→

Entity typeother

IncorporatedDE

Related Parties

filerCIK 0001414565

Filing Metadata

Form type: 4
Filed: Jun 17, 8:00 PM ET
Accepted: Jun 18, 7:57 PM ET
Size: 49.7 KB

View on SEC.gov