5AM VENTURES III, L.P. 4
4 · ARVINAS, INC. · Filed Jul 1, 2019
Insider Transaction Report
Form 4
ARVINAS, INC.ARVN
5AM VENTURES III, L.P.
10% Owner
Transactions
- Sale
Common Stock
2019-06-28$22.02/sh−350,955$7,728,029→ 3,537,261 total(indirect: See Footnotes) - Sale
Common Stock
2019-06-27$21.75/sh−438,694$9,541,595→ 3,888,216 total(indirect: See Footnotes) - Sale
Common Stock
2019-06-27$21.75/sh−11,306$245,906→ 100,207 total(indirect: See Footnotes) - Sale
Common Stock
2019-06-28$22.02/sh−9,045$199,171→ 91,162 total(indirect: See Footnotes)
Footnotes (3)
- [F1]These Securities are held of record by 5AM Ventures III, L.P. ("Ventures III").
- [F2]These Securities are held of record by 5AM Co-Investors III, L.P. ("Co-Investors III").
- [F3]5AM Partners III, LLC ("Partners III") is the sole general partner of Ventures III and Co-Investors III. Dr. John D. Diekman, Andrew J. Schwab and Dr. Scott M. Rocklage are the managing members of Partners III, and may be deemed to have shared voting and investment power over the shares beneficially owned by Ventures III and Co-Investors III. Each of Partners III, Dr. Diekman, Mr. Schwab and Dr. Rocklage disclaim beneficial ownership of such shares except to the extent of its or his pecuniary interest therein.