4//SEC Filing
RUNNELLS JOHN E 4
Accession 0001104659-19-052966
CIK 0001397702other
Filed
Oct 2, 8:00 PM ET
Accepted
Oct 3, 4:07 PM ET
Size
15.5 KB
Accession
0001104659-19-052966
Insider Transaction Report
Form 4
RUNNELLS JOHN E
10% Owner
Transactions
- Other
Common Stock
2019-10-01+40,948→ 41,689 total(indirect: See Footnote) - Other
Common Stock
2019-10-01+136,341→ 3,555,794 total(indirect: See Footnote) - Other
Common Stock
2019-10-01−810,284→ 49,212 total(indirect: See Footnote) - Other
Common Stock
2019-10-01−3,358,939→ 196,855 total(indirect: See Footnote) - Other
Common Stock
2019-10-01+850,875→ 850,875 total(indirect: See Footnote) - Other
Common Stock
2019-10-01+3,967→ 3,967 total(indirect: See Footnote)
Footnotes (12)
- [F1]The Vertical Group, L.P., a Delaware limited partnership, is the sole general partner of each of Vertical Fund I, L.P. ("VFI") and Vertical Fund II, L.P. ("VFII"), and The Vertical Group GP, LLC, a Delaware limited liability company, controls The Vertical Group, L.P. The sole members and managers of The Vertical Group GP, LLC are Messrs. Tony M. Chou, Richard B. Emmitt, Jack W. Lasersohn and John E. Runnells. Per agreement of the parties, Messrs. Chou and Lasersohn have no investment or voting power over Silk Road Medical, Inc. securities held by VFI, VFII, The Vertical Group, Inc. ("VGI") and The Vertical Group, L.P., while Messrs. Emmitt and Runnells share voting and investment power over such securities. Mr. Runnells disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- [F10]Of the shares distributed by VFII and VFI, 850,875 of such shares were distributed to The Vertical Group, L.P. in accordance with its pro rata partnership interest in VFII and VFI, respectively.
- [F11]These shares are held directly by Mr. Runnells' wife.
- [F12]Of the shares distributed by VFI, 3,967 of such shares were distributed to Mr. Runnells' wife in accordance with her pro rata partnership interest in VFI.
- [F2]These shares are held directly by VFII.
- [F3]VFII distributed the shares to its partners on a pro rata basis.
- [F4]These shares are held directly by VFI.
- [F5]Of the shares distributed by VFII, 136,341 of such shares were distributed to VFI in accordance with its pro rata partnership interest in VFII.
- [F6]VFI distributed the shares to its partners on a pro rata basis.
- [F7]These share are held directly by VGI.
- [F8]Of the shares distributed by VFII and VFI, 40,948 of such shares were distributed to VGI in accordance with its pro rata partnership interest in VFII and VFI, respectively.
- [F9]These shares are held directly by The Vertical Group, L.P.
Documents
Issuer
Silk Road Medical Inc
CIK 0001397702
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001083928
Filing Metadata
- Form type
- 4
- Filed
- Oct 2, 8:00 PM ET
- Accepted
- Oct 3, 4:07 PM ET
- Size
- 15.5 KB