DOHERTY MATTHEW J 4
4 · HBT Financial, Inc. · Filed Oct 18, 2019
Insider Transaction Report
Form 4
DOHERTY MATTHEW J
EVP & Chief Financial Officer
Transactions
- Exercise of In-Money
Common Stock, $0.01 par value
2019-07-27$7.75/sh+6,120$47,430→ 57,780 total - Sale
Common Stock, $0.01 par value
2019-07-27$25.75/sh−6,120$157,590→ 51,660 total - Exercise of In-Money
Stock Appreciation Right
2019-07-27−6,120→ 0 totalExercise: $7.75From: 2015-03-15Exp: 2025-03-15→ Common Stock (6,120 underlying) - Award
Stock Appreciation Right
2019-09-01+6,120→ 6,120 totalExercise: $16.32Exp: 2029-09-01→ Common Stock (6,120 underlying) - Purchase
Common Stock, $0.01 par value
2019-10-16$16.00/sh+10,000$160,000→ 61,660 total
Footnotes (3)
- [F1]Represents the exercise of Stock Appreciation Rights ("SARs") granted pursuant to the Stock Appreciation Rights Agreement, dated as of March 15, 2010, by and between the Issuer and the reporting person. Certain of these transactions may be matchable transactions under Section 16(b) of the Exchange Act. The reporting person has agreed to surrender the full amount of any recoverable profits to the Issuer.
- [F2]Represents shares purchased through the Issuer's directed share program in connection with its initial public offering.
- [F3]Represents an award of SARs pursuant to the HBT Financial, Inc. Omnibus Incentive Plan. The SARs are fully vested. Upon exercise, the SARs will be settled in cash.