4//SEC Filing
CARTER JAMES LANCE 4
Accession 0001104659-19-054983
CIK 0000775215other
Filed
Oct 17, 8:00 PM ET
Accepted
Oct 18, 4:36 PM ET
Size
12.8 KB
Accession
0001104659-19-054983
Insider Transaction Report
Form 4
CARTER JAMES LANCE
DirectorPresident and CEO
Transactions
- Purchase
Common Stock, $0.01 par value
2019-10-16$16.00/sh+20,000$320,000→ 80,800 total - Award
Stock Appreciation Right
2019-09-01+6,120→ 6,120 totalExercise: $16.32Exp: 2029-09-01→ Common Stock (6,120 underlying) - Exercise of In-Money
Common Stock, $0.01 par value
2019-07-27$6.86/sh+6,120$41,983→ 66,920 total - Sale
Common Stock, $0.01 par value
2019-07-27$25.75/sh−6,120$157,590→ 60,800 total - Exercise of In-Money
Stock Appreciation Right
2019-07-27−6,120→ 0 totalExercise: $6.86From: 2009-12-31Exp: 2020-03-01→ Common Stock (6,120 underlying)
Footnotes (3)
- [F1]Represents the exercise of Stock Appreciation Rights ("SARs") granted pursuant to the Stock Appreciation Rights Agreement, dated as of March 1, 2005, by and between the Issuer and the reporting person. Certain of these transactions may be matchable transactions under Section 16(b) of the Exchange Act. The reporting person has agreed to surrender the full amount of any recoverable profits to the Issuer.
- [F2]Represents shares purchased through the Issuer's directed share program in connection with its initial public offering.
- [F3]Represents an award of SARs pursuant to the HBT Financial, Inc. Omnibus Incentive Plan. The SARs are fully vested. Upon exercise, the SARs will be settled in cash.
Documents
Issuer
HBT Financial, Inc.
CIK 0000775215
Entity typeother
Related Parties
1- filerCIK 0001790022
Filing Metadata
- Form type
- 4
- Filed
- Oct 17, 8:00 PM ET
- Accepted
- Oct 18, 4:36 PM ET
- Size
- 12.8 KB