HBT Financial, Inc.|4Oct 18, 4:36 PM ET

CARTER JAMES LANCE 4

4 · HBT Financial, Inc. · Filed Oct 18, 2019

Form 4

Period: 2019-07-27

DirectorPresident and CEO

Transactions

Purchase
Common Stock, $0.01 par value
2019-10-16$16.00/sh+20,000$320,000→ 80,800 total
Award
Stock Appreciation Right
2019-09-01+6,120→ 6,120 total
Exercise: $16.32Exp: 2029-09-01→ Common Stock (6,120 underlying)
Exercise of In-Money
Common Stock, $0.01 par value
2019-07-27$6.86/sh+6,120$41,983→ 66,920 total
Sale
Common Stock, $0.01 par value
2019-07-27$25.75/sh−6,120$157,590→ 60,800 total
Exercise of In-Money
Stock Appreciation Right
2019-07-27−6,120→ 0 total
Exercise: $6.86From: 2009-12-31Exp: 2020-03-01→ Common Stock (6,120 underlying)

Footnotes (3)

[F1]Represents the exercise of Stock Appreciation Rights ("SARs") granted pursuant to the Stock Appreciation Rights Agreement, dated as of March 1, 2005, by and between the Issuer and the reporting person. Certain of these transactions may be matchable transactions under Section 16(b) of the Exchange Act. The reporting person has agreed to surrender the full amount of any recoverable profits to the Issuer.
[F2]Represents shares purchased through the Issuer's directed share program in connection with its initial public offering.
[F3]Represents an award of SARs pursuant to the HBT Financial, Inc. Omnibus Incentive Plan. The SARs are fully vested. Upon exercise, the SARs will be settled in cash.

Documents

1 file