4//SEC Filing
Evans Mikel Shane 4
Accession 0001104659-19-060109
CIK 0001621563other
Filed
Nov 4, 7:00 PM ET
Accepted
Nov 5, 5:02 PM ET
Size
26.4 KB
Accession
0001104659-19-060109
Insider Transaction Report
Form 4
Evans Mikel Shane
See Remarks
Transactions
- Exercise/Conversion
Class A Common Stock
2019-11-01$17.07/sh+14,154$241,609→ 260,126 total - Sale
Class A Common Stock
2019-11-01$22.88/sh−14,244$325,903→ 6,288 total - Conversion
LP Units of Summit Materials Holdings L.P.
2019-11-01−78,525→ 0 total→ Class A Common Stock (78,525 underlying) - Sale
Class A Common Stock
2019-11-01$23.23/sh−11,868$275,694→ 6,288 total - Exercise/Conversion
Class A Common Stock
2019-11-01$18.00/sh+107,341$1,932,138→ 113,629 total - Sale
Class A Common Stock
2019-11-01$23.57/sh−78,525$1,850,834→ 6,288 total - Exercise/Conversion
Options (right to buy)
2019-11-01−107,341→ 0 totalExercise: $18.00Exp: 2025-03-11→ Class A Common Stock (107,341 underlying) - Exercise/Conversion
Options (right to buy)
2019-11-01−14,154→ 0 totalExercise: $17.07Exp: 2026-02-24→ Class A Common Stock (14,154 underlying) - Exercise/Conversion
Class A Common Stock
2019-11-01$18.00/sh+132,343$2,382,174→ 245,972 total - Sale
Class A Common Stock
2019-11-01$23.67/sh−239,594$5,671,190→ 20,532 total - Conversion
Class A Common Stock
2019-11-01+78,525→ 84,813 total - Exercise/Conversion
Options (right to buy)
2019-11-01−132,343→ 0 totalExercise: $18.00Exp: 2025-03-11→ Class A Common Stock (132,343 underlying)
Footnotes (8)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $22.79 to $23.46, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $22.97 to $23.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $22.79 to $22.965, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- [F4]Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the Issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the Issuer's Class A common stock on a one-for-one basis.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $23.35 to $23.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- [F6]Reflects the grant of 107,341 options that vested in four equal annual installments beginning on March 11, 2016.
- [F7]Reflects the grant of 139,543 options that vested in four equal annual installments beginning on March 11, 2016.
- [F8]Reflects the grant of 14,154 options that vested in three equal annual installments beginning on February 24, 2017.
Documents
Issuer
Summit Materials, Inc.
CIK 0001621563
Entity typeother
Related Parties
1- filerCIK 0001636107
Filing Metadata
- Form type
- 4
- Filed
- Nov 4, 7:00 PM ET
- Accepted
- Nov 5, 5:02 PM ET
- Size
- 26.4 KB