4//SEC Filing
SIGMA PARTNERS 6 LP 4
Accession 0001104659-19-062479
CIK 0001627475other
Filed
Nov 11, 7:00 PM ET
Accepted
Nov 12, 2:10 PM ET
Size
17.5 KB
Accession
0001104659-19-062479
Insider Transaction Report
Form 4
Upwork Inc.UPWK
SIGMA PARTNERS 6 LP
10% Owner
Transactions
- Other
Common Stock
2019-11-07−2,344,880→ 6,594,415 total(indirect: Sigma Partners 6, L.P.) - Other
Common Stock
2019-11-07−34,430→ 94,296 total(indirect: Sigma Investors 6, L.P.) - Other
Common Stock
2019-11-07+610,965→ 610,965 total(indirect: Sigma Management 6, L.L.C.) - Other
Common Stock
2019-11-07−194,032→ 528,378 total(indirect: Sigma Associates 6, L.P.) - Other
Common Stock
2019-11-07−610,965→ 0 total(indirect: Sigma Management 6, L.L.C.)
Sigma Associates 6, L.P.
10% Owner
Transactions
- Other
Common Stock
2019-11-07−610,965→ 0 total(indirect: Sigma Management 6, L.L.C.) - Other
Common Stock
2019-11-07−34,430→ 94,296 total(indirect: Sigma Investors 6, L.P.) - Other
Common Stock
2019-11-07+610,965→ 610,965 total(indirect: Sigma Management 6, L.L.C.) - Other
Common Stock
2019-11-07−2,344,880→ 6,594,415 total(indirect: Sigma Partners 6, L.P.) - Other
Common Stock
2019-11-07−194,032→ 528,378 total(indirect: Sigma Associates 6, L.P.)
SIGMA INVESTORS 6 LP
10% Owner
Transactions
- Other
Common Stock
2019-11-07−34,430→ 94,296 total(indirect: Sigma Investors 6, L.P.) - Other
Common Stock
2019-11-07+610,965→ 610,965 total(indirect: Sigma Management 6, L.L.C.) - Other
Common Stock
2019-11-07−610,965→ 0 total(indirect: Sigma Management 6, L.L.C.) - Other
Common Stock
2019-11-07−2,344,880→ 6,594,415 total(indirect: Sigma Partners 6, L.P.) - Other
Common Stock
2019-11-07−194,032→ 528,378 total(indirect: Sigma Associates 6, L.P.)
Footnotes (10)
- [F1]Represents an in-kind distribution to the partners of Sigma Partners 6, L.P. ("Sigma Partners 6") without the receipt of consideration.
- [F10]Represents an in-kind distribution by the General Partner to the Managing Members and their affiliated entities.
- [F2]These shares are held by Sigma Partners 6. Sigma Management 6, L.L.C. (the "General Partner") is the general partner of Sigma Partners 6. The General Partner disclaims beneficial ownership of such shares, except to the extent of the General Partner's pecuniary interest therein.
- [F3]Represents an in-kind distribution to the partners of Sigma Associates 6, L.P. ("Sigma Associates 6") without the receipt of consideration.
- [F4]These shares are held by Sigma Associates 6. The General Partner is the general partner of Sigma Associates 6. The General Partner disclaims beneficial ownership of such shares, except to the extent of the General Partner's pecuniary interest therein.
- [F5]Represents an in-kind distribution to the partners of Sigma Investors 6, L.P. ("Sigma Investors 6") without the receipt of consideration.
- [F6]These shares are held by Sigma Investors 6. The General Partner is the general partner of Sigma Investors 6. The General Partner disclaims beneficial ownership of such shares, except to the extent of the General Partner's pecuniary interest therein.
- [F7]Robert E. Davoli, Lawrence G. Finch, Clifford L. Haas, John R. Mandile, Gregory C. Gretsch, Peter Solvik, Robert Spinner and Wade Woodson are the managing members of the General Partner (the "Managing Members"). Each Managing Member disclaims beneficial ownership of all securities held by Sigma Partners 6, Sigma Associates 6 and Sigma Investors 6, except to the extent of each Managing Member's pecuniary interest therein. Mr. Gretsch is a director of the Issuer and, accordingly, files separate Section 16 reports.
- [F8]Represents a receipt of shares from an in-kind distribution by Sigma Partners 6 and Sigma Investors 6, to the General Partner without receipt of consideration.
- [F9]These shares are held by the General Partner. Robert E. Davoli, Lawrence G. Finch, Clifford L. Haas, John R. Mandile, Gregory C. Gretsch, Peter Solvik, Robert Spinner and Wade Woodson are the managing members of the General Partner.
Documents
Issuer
Upwork Inc.
CIK 0001627475
Entity typeother
Related Parties
1- filerCIK 0001141280
Filing Metadata
- Form type
- 4
- Filed
- Nov 11, 7:00 PM ET
- Accepted
- Nov 12, 2:10 PM ET
- Size
- 17.5 KB