3/A//SEC Filing
KPCB X ASSOCIATES LLC 3/A
Accession 0001104659-19-066770
CIK 0001664703other
Filed
Nov 21, 7:00 PM ET
Accepted
Nov 22, 9:56 PM ET
Size
16.5 KB
Accession
0001104659-19-066770
Insider Transaction Report
Form 3/AAmended
Holdings
- (indirect: See Footnote)
6% Convertible Note
Exercise: $0.00→ Class B Common Stock (1,231,400 underlying)
KPCB X ASSOCIATES LLC
10% Owner
Holdings
- (indirect: See Footnote)
6% Convertible Note
Exercise: $0.00→ Class B Common Stock (1,231,400 underlying)
Holdings
- (indirect: See Footnote)
6% Convertible Note
Exercise: $0.00→ Class B Common Stock (1,231,400 underlying)
Holdings
- (indirect: See Footnote)
6% Convertible Note
Exercise: $0.00→ Class B Common Stock (1,231,400 underlying)
KPCB IX ASSOCIATES LLC
10% Owner
Holdings
- (indirect: See Footnote)
6% Convertible Note
Exercise: $0.00→ Class B Common Stock (1,231,400 underlying)
Holdings
- (indirect: See Footnote)
6% Convertible Note
Exercise: $0.00→ Class B Common Stock (1,231,400 underlying)
Footnotes (7)
- [F1]Upon the completion of the Issuer's IPO, the outstanding principal and accrued interest on the 6% Convertible Notes ("6% Notes") will be convertible at any time at the option of the holders thereof into shares of Issuer's Class B Common Stock.
- [F2]The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.
- [F3]The number of shares reflect both the principal and the interest accrued through July 24, 2018.
- [F4]The number of shares of Class B Common Stock that the 6% Notes are convertible into, as of the time of the filing, was incorrectly reported in the Reporting Persons' original Form 3 filed on July 26, 2018. This amended filing correctly reflects the number of shares of Class B Common Stock that the 6% Notes were convertible into through July 24, 2018.
- [F5]All shares are held for convenience in the name of KPCB Holdings, Inc., as nominee, for the accounts of such individuals and entities who each exercise their own voting and dispositive control over such shares.
- [F6]KPCB IX Associates, LLC ("KPCB IX Associates"), is the general partner of KPCB IX-A and KPCB IX-B. KPCB X Associates, LLC ("KPCB X Associates"), is the general partner of KPCB X-A and KPCB X-B. Brook Byers, L. John Doerr, Kevin Compton, Doug Mackenzie, Raymond Lane and Theodore Schlein, the managers of KPCB IX Associates, share voting and dispositive control over the shares held by KPCB IX-A and KPCB IX-B. Brook Byers, L. John Doerr, Kevin Compton, Doug Mackenzie, Raymond Lane and Theodore Schlein, the managers of KPCB X Associates, share voting and dispositive control over the shares held by KPCB X-A and KPCB X-B. Each manager of KPCB IX Associates and KPCB X Associates disclaims beneficial ownership of the shares held by KPCB IX-A, KPCB IX-B, KPCB X-A and KPCB X-B except to the extent of its pecuniary interest therein.
- [F7]Consists of (a) 478,645 shares of Class B Common Stock issuable upon conversion of the 6% Notes held by KPCB IX-A; (b) 14,777 shares of Class B Common Stock issuable upon conversion of the 6% Notes held by KPCB IX-B; (c) 421,324 shares of Class B Common Stock issuable upon conversion of the 6% Notes held by KPCB X-A; (d) 11,883 shares of Class B Common Stock issuable upon conversion of the 6% Notes held by KPCB X-B; and (e) 304,771 shares of Class B Common Stock issuable upon conversion of the 6% Notes held by individuals and entities associated with Kleiner Perkins Caufield & Byers.
Documents
Issuer
Bloom Energy Corp
CIK 0001664703
Entity typeother
IncorporatedCA
Related Parties
1- filerCIK 0001242712
Filing Metadata
- Form type
- 3/A
- Filed
- Nov 21, 7:00 PM ET
- Accepted
- Nov 22, 9:56 PM ET
- Size
- 16.5 KB