3//SEC Filing
NOMURA GLOBAL FINANCIAL PRODUCTS INC 3
Accession 0001104659-19-067029
CIK 0001719489other
Filed
Nov 24, 7:00 PM ET
Accepted
Nov 25, 4:00 PM ET
Size
8.0 KB
Accession
0001104659-19-067029
Insider Transaction Report
Form 3
NOMURA GLOBAL FINANCIAL PRODUCTS INC
10% Owner
Holdings
Prepaid Forward Transaction
→ Common Stock (1,623,000 underlying)- 1,623,000
Common Stock, par value $0.0001 per share
NOMURA HOLDINGS INC
10% Owner
Holdings
- 1,623,000
Common Stock, par value $0.0001 per share
Prepaid Forward Transaction
→ Common Stock (1,623,000 underlying)
Footnotes (2)
- [F1]These securities are owned by Nomura Global Financial Products Inc. ("NGFP"), a wholly-owned subsidiary of Nomura Holdings, Inc., which accordingly may also be deemed to beneficially own the securities owned by NGFP.
- [F2]On October 31, 2019, NGFP entered into a prepaid forward transaction (the "Transaction") with GigCapital, Inc. (the "Issuer"). Pursuant to the Transaction, Nomura sold a maximum of 2,000,000 shares of common stock of the Issuer to the Issuer at a price equal to the "Redemption Price" specified in Section 9.2 of the Amended and Restated Certificate of Incorporation of the Issuer, dated as of December 7, 2017. The Transaction provides for settlement following the first anniversary of the closing of the business combination transaction between the Issuer and Kaleyra S.p.A. pursuant to the Stock Purchase Agreement dated as of February 22, 2019, as reported on the Form 8-K filed with the Securities and Exchange Commission by the Issuer on February 26, 2019.
Documents
Issuer
Kaleyra, Inc.
CIK 0001719489
Entity typeother
IncorporatedNY
Related Parties
1- filerCIK 0001577010
Filing Metadata
- Form type
- 3
- Filed
- Nov 24, 7:00 PM ET
- Accepted
- Nov 25, 4:00 PM ET
- Size
- 8.0 KB