4//SEC Filing
KLEINER PERKINS CAUFIELD & BYERS X B LP 4
Accession 0001104659-19-067772
CIK 0001664703other
Filed
Nov 25, 7:00 PM ET
Accepted
Nov 26, 8:41 PM ET
Size
24.7 KB
Accession
0001104659-19-067772
Insider Transaction Report
Form 4
Transactions
- Other
Class A Common Stock
2019-11-22+4,884,244→ 4,884,244 total(indirect: See footnote) - Conversion
Class A Common Stock
2019-11-22+1,029,791→ 7,029,791 total(indirect: See footnote) - Other
Class A Common Stock
2019-11-22−7,029,791→ 0 total(indirect: See footnote) - Conversion
Class B Common Stock
2019-11-22−1,029,791→ 7,573,804 total(indirect: See footnote)→ Class A Common Stock (1,029,791 underlying)
KPCB X ASSOCIATES LLC
10% Owner
Transactions
- Conversion
Class B Common Stock
2019-11-22−1,029,791→ 7,573,804 total(indirect: See footnote)→ Class A Common Stock (1,029,791 underlying) - Other
Class A Common Stock
2019-11-22−7,029,791→ 0 total(indirect: See footnote) - Other
Class A Common Stock
2019-11-22+4,884,244→ 4,884,244 total(indirect: See footnote) - Conversion
Class A Common Stock
2019-11-22+1,029,791→ 7,029,791 total(indirect: See footnote)
KPCB IX ASSOCIATES LLC
10% Owner
Transactions
- Other
Class A Common Stock
2019-11-22−7,029,791→ 0 total(indirect: See footnote) - Other
Class A Common Stock
2019-11-22+4,884,244→ 4,884,244 total(indirect: See footnote) - Conversion
Class A Common Stock
2019-11-22+1,029,791→ 7,029,791 total(indirect: See footnote) - Conversion
Class B Common Stock
2019-11-22−1,029,791→ 7,573,804 total(indirect: See footnote)→ Class A Common Stock (1,029,791 underlying)
Transactions
- Conversion
Class A Common Stock
2019-11-22+1,029,791→ 7,029,791 total(indirect: See footnote) - Conversion
Class B Common Stock
2019-11-22−1,029,791→ 7,573,804 total(indirect: See footnote)→ Class A Common Stock (1,029,791 underlying) - Other
Class A Common Stock
2019-11-22+4,884,244→ 4,884,244 total(indirect: See footnote) - Other
Class A Common Stock
2019-11-22−7,029,791→ 0 total(indirect: See footnote)
Transactions
- Other
Class A Common Stock
2019-11-22−7,029,791→ 0 total(indirect: See footnote) - Conversion
Class B Common Stock
2019-11-22−1,029,791→ 7,573,804 total(indirect: See footnote)→ Class A Common Stock (1,029,791 underlying) - Conversion
Class A Common Stock
2019-11-22+1,029,791→ 7,029,791 total(indirect: See footnote) - Other
Class A Common Stock
2019-11-22+4,884,244→ 4,884,244 total(indirect: See footnote)
Transactions
- Other
Class A Common Stock
2019-11-22+4,884,244→ 4,884,244 total(indirect: See footnote) - Conversion
Class B Common Stock
2019-11-22−1,029,791→ 7,573,804 total(indirect: See footnote)→ Class A Common Stock (1,029,791 underlying) - Other
Class A Common Stock
2019-11-22−7,029,791→ 0 total(indirect: See footnote) - Conversion
Class A Common Stock
2019-11-22+1,029,791→ 7,029,791 total(indirect: See footnote)
Footnotes (10)
- [F1]Conversion of a derivative security in accordance with its terms.
- [F10]Consists of (a) 4,785,752 shares of Class B Common Stock held by KPCB X-A; (b) 134,977 shares of Class B Common Stock held by KPCB X-B; and (c) 2,653,075 shares of Class B Common Stock held by individuals and entities associated with Kleiner Perkins Caufield & Byers, including 721,730 shares of Class B Common Stock held by L. John and Ann Doerr, Trustees of the Vallejo Ventures Trust.
- [F2]All shares are held for convenience in the name of KPCB Holdings, Inc., as nominee, for the accounts of such individuals and entities who each exercise their own voting and dispositive control over such shares.
- [F3]KPCB IX Associates, LLC ("KPCB IX Associates"), is the general partner of Kleiner Perkins Caufield & Byers IX-A, L.P. ("KPCB IX-A") and Kleiner Perkins Caufield & Byers IX-B, L.P. ("KPCB IX-B"). KPCB X Associates, LLC ("KPCB X Associates"), is the general partner of Kleiner Perkins Caufield & Byers X-A, L.P. ("KPCB X-A") and Kleiner Perkins Caufield & Byers X-B, L.P. ("KPCB X-B"). Brook Byers, L. John Doerr, Kevin Compton, Doug Mackenzie, Raymond Lane and Theodore Schlein, the managers of KPCB IX Associates, share voting and dispositive control over the shares held by KPCB IX-A and KPCB IX-B. Brook Byers, L. John Doerr, Kevin Compton, Doug Mackenzie, Raymond Lane and Theodore Schlein, the managers of KPCB X Associates, share voting and dispositive control over the shares held by KPCB X-A and KPCB X-B. Each manager of KPCB IX Associates and KPCB X Associates disclaims beneficial ownership of the shares held by KPCB IX-A, KPCB IX-B, KPCB X-A and KPCB X-B.
- [F4]Consists of (a) 5,915,974 shares of Class A Common Stock held by KPCB IX-A; (b) 182,638 shares of Class A Common Stock held by KPCB IX-B; and (c) 931,179 shares of Class A Common Stock held by individuals and entities associated with Kleiner Perkins Caufield & Byers.
- [F5]Represents a pro-rata in-kind distribution of Class A Common Stock of the Issuer by KPCB IX-A and KPCB IX-B without consideration to their partners (the "Fund Distribution") and a change in the form of beneficial ownership for individuals and entities associated with Kleiner Perkins Caufield & Byers.
- [F6]Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the Fund Distribution.
- [F7]Consists of 4,884,244 shares of Class A Common Stock held by KPCB IX Associates.
- [F8]Represents a pro-rata in-kind distribution of Class A Common Stock of the Issuer by KPCB IX Associates without consideration to its members.
- [F9]The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.
Documents
Issuer
Bloom Energy Corp
CIK 0001664703
Entity typeother
IncorporatedCA
Related Parties
1- filerCIK 0001128699
Filing Metadata
- Form type
- 4
- Filed
- Nov 25, 7:00 PM ET
- Accepted
- Nov 26, 8:41 PM ET
- Size
- 24.7 KB