4//SEC Filing
Mungovan Robert M 4
Accession 0001104659-19-069425
CIK 0001015739other
Filed
Dec 2, 7:00 PM ET
Accepted
Dec 3, 2:42 PM ET
Size
12.8 KB
Accession
0001104659-19-069425
Insider Transaction Report
Form 4
AWARE INC /MA/AWRE
Mungovan Robert M
Chief Commercial Officer
Transactions
- Award
Common Stock
2019-12-02$3.21/sh+1,000$3,211→ 93,780 total
Holdings
- 40,000
Unrestricted Stock Award
Exercise: $0.00→ Common Stock (40,000 underlying) - 7,500
Unrestricted Stock Award
Exercise: $0.00→ Common Stock (7,500 underlying) - 25,000
Stock Option (right to buy)
Exercise: $5.50Exp: 2029-10-01→ Common Stock (25,000 underlying) - 25,000
Stock Option (right to buy)
Exercise: $7.50Exp: 2029-10-01→ Common Stock (25,000 underlying) - 25,000
Stock Option (right to buy)
Exercise: $4.50Exp: 2029-10-01→ Common Stock (25,000 underlying) - 25,000
Stock Option (right to buy)
Exercise: $6.50Exp: 2029-10-01→ Common Stock (25,000 underlying)
Footnotes (4)
- [F1]Shares acquired under the Aware, Inc. Employee Stock Purchase Plan on December 2, 2019.
- [F2]Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 10,000 shares on October 1, 2020, 10,000 shares on October 1, 2021, 10,000 shares on Ovtober 1, 2022, and 10,000 shares on October 1, 2023 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.
- [F3]Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. 7,500 shares will be issued on December 31, 2019 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said date.
- [F4]Vests in 16 equal quarterly installments on the last day of each quarter from January 1, 2020 through October 1, 2023.
Documents
Issuer
AWARE INC /MA/
CIK 0001015739
Entity typeother
Related Parties
1- filerCIK 0001597612
Filing Metadata
- Form type
- 4
- Filed
- Dec 2, 7:00 PM ET
- Accepted
- Dec 3, 2:42 PM ET
- Size
- 12.8 KB