WhiteHorse Finance, Inc.·4

Dec 9, 6:36 PM ET

TAMER ANTHONY 4

4 · WhiteHorse Finance, Inc. · Filed Dec 9, 2019

Insider Transaction Report

Form 4
Period: 2019-12-05
TAMER ANTHONY
10% Owner
Transactions
  • Sale

    Common Stock, par value $0.001 per share

    2019-12-05$13.83/sh2,250,000$31,117,5005,700,672 total(indirect: See footnotes)
Holdings
  • Common Stock, par value $0.001 per share

    6,338
  • Common Stock, par value $0.001 per share

    (indirect: See footnote)
    284,130
Footnotes (3)
  • [F1]Due to his ownership interest in the General Partner of H.I.G. Bayside Debt & LBO Fund II, L.P. and H.I.G. Bayside Loan Opportunity Fund II, L.P. (together, the "Bayside Funds"), Mr. Tamer may be viewed as having investment power over all of the shares owned by each entity. Mr. Tamer disclaims beneficial ownership of shares of common stock held by the Bayside Funds, except to the extent of his direct pecuniary interest therein.
  • [F2]Reflects the sale of 2,250,000 shares of common stock by the Bayside Funds pursuant to an underwritten secondary offering of common stock of WhiteHorse Finance, Inc. that priced on December 5, 2019 and closed on December 9, 2019.
  • [F3]Mr. Tamer is the President of Tamer H.I.G. Management, L.P., which owns the reported securities. Mr. Tamer disclaims beneficial ownership of shares of common stock held by Tamer H.I.G. Management, L.P., except to the extent of his direct pecuniary interest therein.

Documents

1 file
  • 4
    tm1924832-1_4.xmlPrimary

    OWNERSHIP DOCUMENT