4//SEC Filing
Pietrzak John 4
Accession 0001104659-19-074983
CIK 0001070680other
Filed
Dec 19, 7:00 PM ET
Accepted
Dec 20, 4:08 PM ET
Size
6.9 KB
Accession
0001104659-19-074983
Insider Transaction Report
Form 4
Pietrzak John
Director
Transactions
- Award
Common Stock 15346Q 400
2019-12-18+1,650→ 1,650 total(indirect: See footnote)
Holdings
- 531,299(indirect: See footnote)
Common Stock 15346Q 400
Footnotes (3)
- [F1]Represents shares of common stock underlying restricted stock awards granted under the Central Federal Corporation 2019 Equity Incentive Plan, which are subject to vesting over a three-year period.
- [F2]The restricted stock awards were issued to Castle Creek Advisors IV LLC ("Advisors IV"), on behalf of John Pietrzak in his capacity as a member of the Board of Directors of the Issuer. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest in Advisors IV, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F3]The reporting person is a managing principal of Castle Creek Capital VII LLC, the general partner of Castle Creek Capital Partners VII, LP ("Fund VII"). Fund VII owns 531,299 shares of the Issuer's common stock. The reporting person disclaims beneficial ownership of such shares of common stock, except to the extent of his pecuniary interest in Fund VII, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares of common stock for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Documents
Issuer
CENTRAL FEDERAL CORP
CIK 0001070680
Entity typeother
Related Parties
1- filerCIK 0001481798
Filing Metadata
- Form type
- 4
- Filed
- Dec 19, 7:00 PM ET
- Accepted
- Dec 20, 4:08 PM ET
- Size
- 6.9 KB